A complete list of active advisors currently associated with Brighton Securities Corp.
Warmer can help you find a great advisor at Brighton Securities Corp. or one who fits your needs even better.
Brighton Securities serves individuals (including high‑net‑worth clients), pension and profit‑sharing plans, charities, estates, trusts, and businesses, offering financial planning, portfolio management on both discretionary and non‑discretionary bases, wrap fee programs delivered through its clearing relationship, mutual fund direct advisory accounts, and standalone consulting. The firm is dually registered as an SEC‑registered investment adviser and a FINRA member broker‑dealer and also offers brokerage execution, insurance products, and affiliated tax and accounting services through Brighton Securities Tax and Accounting. The firm implements client solutions through a mix of program structures — including Personalized UMA, FundSource, PIM, client‑directed Asset Advisor/Custom Choice accounts, and mutual fund wrap programs — and uses a range of analytical approaches from fundamental and quantitative screening to strategic and tactical asset allocation and periodic rebalancing. Brighton is winding down a legacy proprietary SAMI managed account program (available only to legacy clients, with no advisory fees being charged during the wind‑down) and notes that some portfolio management is provided by third‑party program managers such as Wells Fargo Advisory under its wrap arrangements. Brighton’s dual registration and continued brokerage activity — including the potential for commission‑based compensation and execution of trades in its broker‑dealer capacity — and its affiliated tax business distinguish it from many multi‑team advisory firms that operate only as RIAs. The brochure discloses prior regulatory matters (a 2017 FINRA consent relating to unsuitable short‑term mutual fund trading and a September 2024 SEC consent and $175,000 penalty for failure to disclose conflicts tied to its clearing relationship), and details specific economic arrangements with its clearing firm (an October 2025 renegotiated clearing agreement with a $3,000,000 lump‑sum extension award, up to $500,000 in recruiting support, and revenue sharing from the cash sweep program of up to 0.90% annualized), all of which the firm identifies as potential conflicts it manages through disclosure and supervision.
To learn more about the advisors currently working at Brighton Securities Corp., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
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