Brindle & Bay Financial Advisors, LLC logo

Brindle & Bay Financial Advisors, LLC

Updated today

Client assets under management

$184,800,000

Clients

184

38% high-net-worth

Advisors

3

of 4 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

61

High

Average account size

$1,004,348

About

Brindle & Bay Financial Advisors provides financial planning and discretionary investment management to individual and high‑net‑worth clients. The firm offers personalized planning and portfolio services that address retirement, cash flow, tax, estate and insurance-related matters.

The firm constructs individualized portfolios using an asset‑allocation framework and a dynamic weighting strategy, primarily implementing positions through exchange‑traded funds and other pooled and individual securities, and it uses model portfolios available through its custodian’s Model Marketplace. Accounts are typically managed on a discretionary basis with periodic rebalancing and at least annual client reviews; clients may impose reasonable investment restrictions.

Distinctive features disclosed in the brochure include that the firm’s owner also operates as an independent insurance agent and may recommend insurance products for commission, a relationship the firm identifies as a potential conflict of interest. The firm also discloses a referral arrangement with a third‑party adviser and the owner’s personal investment in the custodian platform it uses, each described as potential conflicts related to referrals and custody recommendations.

Client services

Financial planning Portfolio management

Expertise

General retirement planning Social Security optimization Income planning Medicare planning

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Fee options

Fixed

Flat monthly fee rates available at discretion; fees negotiable

Percentage

$0 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 0.80% $3,000,001 - $5,000,000: 0.50% $5,000,001+: 0.30%

Other

Account minimum: $1,000,000

Main office location

Brindle & Bay Financial Advisors, LLC

5899 Preston Rd, Ste. 1103

Frisco TX 75034, United States

Number of offices

1

Most active in

South Carolina · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Andrew B

CFP®, Series 65

Greer, SC

Brindle & Bay Financial Advisors, LLC

Andrew Bencivenga is a CFP® with five years of industry experience, currently serving at Brindle & Bay Financial Advisors, LLC. He has previously worked with Magni Publicani, LLC and Bona Fide Finance. Outside of his advisory role, he owns and operates Granite Wealth, LLC, a tax preparation and consulting business. Brindle & Bay Financial Advisors provides financial planning and discretionary investment management to individual and high-net-worth clients, using a dynamic-weighting asset allocation approach with portfolios primarily composed of ETFs, stocks, bonds, and mutual funds.

General retirement planning Social Security optimization Income planning Medicare planning
user avatar

Tori T

Series 65

Frisco, TX

Brindle & Bay Financial Advisors, LLC

Tori Ten Hagen is a financial advisor at Brindle & Bay Financial Advisors, LLC in Frisco, TX, with three years of industry experience. She holds a Series 65 designation and has worked at Brindle & Bay since 2021, following a role at Belay Inc. She is also a licensed life insurance agent involved in insurance sales and policy reviews. Brindle & Bay Financial Advisors provides financial planning and discretionary investment management to individual and high-net-worth clients, using an asset-allocation framework with a dynamic-weighting approach that includes ETFs, stocks, bonds, and mutual funds. The firm employs model portfolios with periodic reviews and quarterly rebalancing.

General retirement planning Social Security optimization Income planning Medicare planning
user avatar

Nicolas D

CFP®, ChFC®, Series 65

Frisco, TX

Brindle & Bay Financial Advisors, LLC

Nicolas Davis is a CFP® and ChFC® with nine years of industry experience. He has worked at Brindle & Bay Financial Advisors, LLC since 2018 and has held roles at Retirement Wealth Advisors and Stonebridge Financial Group, LLC. In addition to his advisory work, he has been involved with Candy Benefits, LLC in a non-investment capacity. Brindle & Bay Financial Advisors provides financial planning and discretionary investment management primarily to individual and high-net-worth clients. The firm employs a dynamic asset-allocation approach using ETFs, stocks, bonds, and mutual funds, with regular portfolio reviews and rebalancing.

General retirement planning Social Security optimization Income planning Medicare planning
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