Brindle & Bay Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Brindle & Bay provides ongoing financial planning and discretionary portfolio management for individual and high‑net‑worth clients, generally focusing on tailored strategies tied to each client’s goals, risk tolerance and time horizon. The firm charges asset‑based fees and typically requires about $1,000,000 in assets to start an advisory relationship, although that minimum may be waived in certain cases.
The firm’s investment process begins with an asset allocation framework and uses dynamic weighting in its model portfolios, supplemented by longer‑term purchase strategies when appropriate. Brindle & Bay uses a third‑party model provider, Advisor 123, for model design and testing but retains discretion for implementation, monitoring and rebalancing of client accounts.
Noteworthy distinctions include that the firm’s owner is also an independent insurance agent and may recommend commission‑based insurance products as part of financial planning, a practice the brochure identifies as creating a potential conflict of interest. The firm also recommends and requires custody with a particular broker‑dealer/qualified custodian and discloses the owner’s personal investment in that custodian’s parent company, describing periodic reviews and documented measures to address that conflict.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 0.80% $3,000,001 - $5,000,000: 0.50% $5,000,001+: 0.30%
Account minimum: $1,000,000 Minimum fee: $10,000 annual minimum fee, generally payable in monthly installments. Minimum fee may be waived or reduced at firm's discretion.
Main office
See office5899 Preston Rd, Ste. 1103
Frisco TX 75034
Advisors at this office
2
Offices (3)
Most active in
South Carolina · Texas · Wisconsin
Also doing business as
Brindle & Bay Financial Advisors, LLC · Stonebridge Advisory Group, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Andrew B
CFP®, Series 65
Greer, SC
Brindle & Bay Financial Advisors, LLC
Andrew Bencivenga is a CFP® with five years of industry experience, currently affiliated with Brindle & Bay Financial Advisors, LLC. His prior experience includes work with Magni Publicani, LLC and Bona Fide Finance. Outside of investment advising, he owns and operates Granite Wealth, LLC, a tax preparation and consulting business. Brindle & Bay provides ongoing financial planning and discretionary portfolio management for individual and high-net-worth clients, focusing on customized strategies aligned with clients’ goals, risk tolerance, and time horizon. The firm employs a dynamic asset allocation framework supported by third-party model design, retaining discretion over implementation and account management.
Nicholas S
CFP®, Series 65
Monona, WI
Brindle & Bay Financial Advisors, LLC
Nicholas Simonson is a CFP® with two years of industry experience, currently serving as a financial advisor at Brindle & Bay Financial Advisors, LLC. His prior roles include positions at Financial Impact Advisors, CWM, LLC, and Madison Wealth Partners, Inc. Brindle & Bay Financial Advisors provides ongoing financial planning and discretionary portfolio management for individual and high-net-worth clients, focusing on tailored strategies aligned with each client’s goals, risk tolerance, and time horizon. The firm employs a dynamic asset allocation framework supplemented by longer-term purchase strategies and retains discretion over implementation and monitoring.
Tori T
Series 65
Frisco, TX
Brindle & Bay Financial Advisors, LLC
Tori Ten Hagen is a financial advisor at Brindle & Bay Financial Advisors, LLC in Frisco, TX, holding a Series 65 credential with four years of industry experience. Prior to her current role, she worked at Belay Inc. She is also a licensed life insurance agent, providing insurance sales and policy reviews. Brindle & Bay Financial Advisors offers financial planning and discretionary portfolio management for individual and high-net-worth clients, using tailored strategies based on clients’ goals, risk tolerance, and time horizons. The firm employs a dynamic asset allocation approach and retains discretion over portfolio implementation and monitoring.
Nicolas D
CFP®, ChFC®, Series 65
Frisco, TX
Brindle & Bay Financial Advisors, LLC
Nicolas Davis is a CFP® and ChFC® with 10 years of industry experience. He currently serves at Brindle & Bay Financial Advisors, LLC and has prior experience with Retirement Wealth Advisors and Brindle & Bay Wealth Management LLC. Outside of his advisory role, he was involved with Candy Benefits, LLC for 16 years and Good Times Gold, LLC for 7 years. Brindle & Bay Financial Advisors provides financial planning and discretionary portfolio management primarily for individual and high-net-worth clients, using tailored strategies based on client goals, risk tolerance, and time horizon. The firm utilizes an asset allocation framework with dynamic weighting and third-party model portfolios, while retaining discretion over implementation and monitoring.
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