A complete list of active advisors currently associated with Broadlake Financial Management

Warmer can help you find a great advisor at Broadlake Financial Management or one who fits your needs even better.

Broadlake Financial Management is a team-based registered investment adviser that manages roughly $410 million for about 450 clients, serving individuals (both non‑HNW and high‑net‑worth), companies, and nonprofit entities. The firm provides discretionary portfolio management, ongoing (non‑comprehensive) financial planning sessions as a complimentary service to advisory clients, and acts as an adviser to employer‑sponsored retirement plans, including participant education and plan investment selection. Investment decisions are guided by client-specific Investment Policy Statements and model templates, with portfolios implemented across stocks, bonds, mutual funds, ETFs and REITs. Broadlake combines fundamental, macro‑economic and technical analysis—using ETFs to implement macro views—and allows clients to impose constraints (for example, socially responsible criteria) that are documented in the IPS; accounts are reviewed periodically and clients are encouraged to meet annually. What is distinctive for a firm of this size is the combination of serving employer plans while also offering a reduced fee schedule for nonprofit organizations and operating via an in‑house investment committee that groups accounts by model for review and trading. The firm custodies client assets at major custodians without soft‑dollar arrangements, does not vote client proxies, and permits directed or aggregated trades when appropriate.

To learn more about the advisors currently working at Broadlake Financial Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.