A complete list of active advisors currently associated with Broadpark Advisors, LLC

Warmer can help you find a great advisor at Broadpark Advisors, LLC or one who fits your needs even better.

Broadpark Advisors is an independent, single‑advisor registered investment adviser that provides discretionary portfolio management, financial planning, and financial consulting to individuals and a small number of institutional clients, including pension and profit‑sharing plans, charities, and business entities. Services are delivered through tailored engagements rather than model portfolios and include ongoing monitoring and implementation of customized investment programs. The firm generally manages accounts on a discretionary basis, conducting at least quarterly account reviews and offering written financial plan preparation and periodic updates for clients who request them. Investment recommendations cover common instruments such as stocks, bonds, mutual funds and ETFs, and the firm’s stated toolkit also includes options strategies (including option writing) and, in certain circumstances, short‑term trading, margin, and short sales. A distinctive feature is the firm’s affiliation with an accounting practice: the sole advisor holds a CPA license and refers clients to the affiliated accounting firm for tax and accounting services, a relationship the brochure discloses as a potential conflict of interest. For a firm of its size and structure it is also notable that it discloses the use of derivatives and option strategies within client accounts, does not participate in wrap programs or third‑party advisor arrangements, and does not vote proxies on clients’ behalf.

To learn more about the advisors currently working at Broadpark Advisors, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.