Broadview Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Broadview Wealth Management advises individuals, high‑net‑worth clients, families, small businesses, and retirement plans, offering financial planning, ongoing portfolio management on a non‑discretionary basis, and retirement plan advisory services including 3(21) plan support and participant education. The firm also assists business owners with 401(k) custodian and plan considerations and facilitates plan implementation with third‑party recordkeepers and TPAs.
The firm documents client objectives in an Investment Policy Statement and emphasizes low‑cost, tax‑efficient portfolio construction, drawing on modern portfolio theory and fundamental analysis. Portfolios are generally implemented with long‑term strategies but the firm may use short‑term trading, margin, and options when appropriate, and it seeks fair allocation of investment opportunities across clients.
Noteworthy features include a substantial proportion of assets reported as non‑discretionary and an active role providing portfolio management for institutional retirement plans and small business clients — services that are less common among independent advisers. The firm manages assets in‑house without selecting third‑party investment managers and uses access to a selective class of institutional mutual funds (Dimensional Fund Advisors), which is distinctive for a firm of its type.
Client services
Expertise
Occupation focus
Fee options
Financial planning fixed fee of $1,500 per plan; $1,500 for newly created 401K plans
$0 - $750,000: 1.00% $750,001 - $1,500,000: 0.75% $1,500,001 - $5,000,000: 0.50% $5,000,001 - $10,000,000: 0.35% $10,000,001+: 0.25%
Minimum fee: $1,500 per year, billed quarterly in arrears Fee-only: Financial planning fixed fee of $1,500 per plan
Main office
Kirkland WA
Advisors at this office
1
Most active in
California · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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