A complete list of active advisors currently associated with Broadway Wealth Solutions
Warmer can help you find a great advisor at Broadway Wealth Solutions or one who fits your needs even better.
Broadway Wealth Solutions provides discretionary and non-discretionary investment management and integrated financial planning to individuals, retirement investors, trusts, estates, charitable organizations, and businesses. The firm manages customized portfolios for both retirement and non-retirement clients and also offers rollover guidance and enrollment in specialized strategies such as direct indexing. The firm’s investment approach centers on strategic asset allocation with tactical adjustments and utilizes asset allocation models created and managed by its affiliated Investment Management Group (IMG), alongside a mix of mutual funds, individual securities, and cash positions. For clients who elect direct indexing, Broadway retains the client relationship while engaging First Trust Advisors LP as a sub‑advisor to implement day‑to‑day portfolio management, tax‑loss harvesting, and proxy voting for those accounts. Broadway is a wholly owned subsidiary of Broadway National Bank and operates alongside the bank’s trust services and IMG, an ownership and trust affiliation that is uncommon among similarly sized multi‑team firms and is disclosed as a potential conflict of interest. The firm is also licensed as an insurance agency—allowing certain advisors to sell insurance products for customary commissions—and uses Charles Schwab for custody while being deemed to have indirect custody under adviser rules because of its bank affiliation.
To learn more about the advisors currently working at Broadway Wealth Solutions, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
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For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
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