BroadWealth LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
BroadWealth serves a small, selective group of high-net-worth individuals and families and their related entities, including trusts, privately held businesses, foundations, and pension or profit-sharing plans. It offers integrated wealth management services that combine discretionary and non-discretionary investment management, comprehensive financial planning, retirement plan/pension services, and standalone financial consulting and implementation work.
The firm’s investment work is centered on personalized asset-allocation plans, with a preference for low-cost, tax-aware vehicles and broad diversification across a client’s entire balance sheet regardless of how or where assets are held. Portfolios are implemented and monitored on a discretionary basis when authorized, and the firm will deploy unaffiliated sub-advisers or private investment funds as appropriate while relying on an outsourced technology and operations platform for trading, reporting, and back-office support.
Compared with many independent solo advisers, BroadWealth’s brochure highlights pension consulting and work with employer-sponsored retirement plans, including managing plan investment menus and providing participant education, and it routinely offers educational seminars at no charge. The firm’s boutique scale and focused client roster also supports standalone, project-based consulting (for example, business-sale preparation, probate/estate settlement support, and financial due diligence) that goes beyond typical ongoing portfolio management.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Fixed fees for Financial Consulting and Implementation Services, determined case-by-case
$0 - $2,000,000: 1.20% $2,000,001 - $5,000,000: 0.90% $5,000,001 - $10,000,000: 0.70% $10,000,001 - $20,000,000: 0.50% Above $20,000,000+: 0.30%
Fees for extraordinary planning or consulting services charged separately on a fixed/negotiated basis
Account minimum: $1,500,000 Minimum fee: $30,000 annually, paid quarterly Fee-only: Fee-only advisory firm; no commissions accepted
Main office
Winchester MA
Advisors at this office
1
Most active in
Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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