Brockelsby Investment Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Brockelsby Investment Services provides portfolio management and investment advice to a small group of individual clients, managing roughly $6.64 million across seven accounts. Like many independent advisers, it charges fees based on a percentage of assets under management and focuses on personalized portfolio services for non-institutional investors.
The firm’s advisory model is primarily non-discretionary, meaning the adviser generally makes recommendations and requires client approval before executing transactions, as described in its Form ADV. It conducts periodic account reviews and delivers ongoing investment guidance tailored to each client’s objectives rather than exercising delegated trading authority.
What is noteworthy about Brockelsby is the combination of its very small client base and the predominance of non-discretionary AUM, a setup that is uncommon among independent peers. That structure may appeal to clients who prefer to retain direct control over trade decisions while receiving individualized recommendations.
Client services
Main office
Irmo SC
Advisors at this office
1
Most active in
South Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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