Richmond, VA Baybery Ct Office

Brockenbrough provides discretionary and non-discretionary investment management and related wealth planning to high‑net‑worth individuals, trusts, foundations, endowments, and other pooled or institutional clients. The firm also serves as investment adviser to an affiliated registered investment company and to multiple affiliated privately offered pooled investment vehicles.

The firm implements customized portfolios that blend traditional equities and fixed income with proprietary strategies (for example, Earnings Driven and Equity Income) and third‑party managers, and it offers Outsourced Chief Investment Officer (OCIO) services for institutions. Brockenbrough describes a process that combines quantitative models and fundamental research, coordinated with clients’ tax, trust, and insurance advisors, and it treats cash and liquidity needs as part of the asset‑allocation decisioning.

What distinguishes Brockenbrough from many peers is its role as sponsor/adviser to a complex set of affiliated series‑structured private funds and an affiliated registered fund, including arrangements that may generate performance‑based compensation or incentive allocations. The brochure also discloses less common features for a firm of this size — use of pooled vehicle structures, potential side‑by‑side conflicts from fund allocations, and a principal ownership connection to a separate accounting/bookkeeping firm — and describes policies and disclosures intended to address those conflicts.