Brodie Wealth Management

Brodie Wealth Management LLC provides wealth management, financial planning, asset management, and insurance product recommendations to a mix of individual and institutional clients, including pension and profit-sharing plans, registered investment companies, endowments, trusts, and small businesses. Services are delivered through the firm’s investment adviser representative and include discretionary and non-discretionary portfolio management, financial planning, retirement plan advisory, and coordination with third‑party managers.

The firm tailors investment strategies to each client’s objectives, risk tolerance, and time horizon and generally recommends traditional asset classes such as equities, fixed income, mutual funds, and ETFs while retaining the ability to use alternative instruments where appropriate. Brodie Wealth also provides ERISA §3(21) and §3(38) retirement plan advisory services, participant-level held‑away account management, and periodic educational seminars and workshops for plan participants.

Notable distinctions include an affiliation with an in‑house accounting practice that provides tax and estate planning support, and the firm’s adviser is a licensed insurance agent — both relationships are disclosed and managed for potential conflicts of interest. The brochure also discloses the use of a broad investment toolkit (including derivatives, options, and futures where suitable) and a small, practitioner‑led structure that nonetheless accepts plan fiduciary roles and participant services more commonly seen at larger firms.