Brol Capital Management, LLC

The firm provides investment and wealth management to individuals and families as well as institutional clients including foundations, endowments, private investment funds, trusts, and small to mid-sized businesses. Services described in the brochure include comprehensive financial planning, asset allocation and portfolio construction, concentrated all-cap equity sleeves, a total-return satellite strategy using stocks, ETFs and options, and due diligence and recommendations for alternative investments.

Its investment process centers on a comprehensive wealth-allocation framework that categorizes assets and liabilities by personal, market, and aspiration risk and implements a core/satellite portfolio structure. The core is implemented largely with ETFs and fixed-income instruments using mean-variance optimization and proprietary rebalancing rules, while satellite allocations pursue bottom-up stock selection, absolute-return total-return strategies, and externally managed alternative programs.

Noteworthy relative to peers, the firm reported $3,722,507 in assets as of 3/31/26 with $1,308,587 managed on a discretionary basis and $2,413,920 managed in a 3(38) fiduciary capacity, so a majority of AUM is held in a plan-fiduciary or non-discretionary role—an arrangement that is uncommon among independent advisers. The firm also emphasizes manager due diligence for alternatives and its principal holds the CFA designation and undertakes academic and expert-witness work outside the advisory practice.