A complete list of active advisors currently associated with Brooks Financial of North Carolina, LLC

Warmer can help you find a great advisor at Brooks Financial of North Carolina, LLC or one who fits your needs even better.

Brooks Financial of North Carolina provides financial planning and non-discretionary portfolio management primarily for individual and high-net-worth clients, and also offers retirement-plan services such as profit-sharing and 401(k)/403(b) planning. The firm’s service menu includes insurance planning, retirement rollovers and education for plan participants, and tax preparation as separate offerings. Accounts are managed on a non-discretionary basis, with the firm confirming trades with clients prior to execution and conducting ongoing supervision and at least annual reviews; investment recommendations draw on both fundamental and technical analysis across stocks, bonds, mutual funds, ETFs and other instruments. The firm discloses a fiduciary duty for retirement-account advice and provides tailored asset-allocation strategies based on each client’s goals and risk tolerance. Noteworthy features relative to peers include that the firm’s investment advisor representatives are also licensed insurance agents and offer insurance products through affiliated agencies (including Alpha Risk Management), receiving customary insurance commissions separate from advisory fees. The firm reports that it does not exercise investment discretion (ADV shows $0 discretionary and $6,505,073 non‑discretionary AUM) and discloses use of artificial intelligence tools for real‑time note-taking and project research under human supervision.

To learn more about the advisors currently working at Brooks Financial of North Carolina, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

Name	Location	Years of experience
Leonard Brooks	Durham, NC	28

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