Brooks Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Brooks Wealth Management is a fee-only independent advisory firm that serves individuals, high-net-worth individuals, charitable organizations and corporations. The firm manages a small client base (about 23 clients with roughly $10.5 million in assets under management) and offers discretionary wealth management alongside project-based and ongoing financial planning covering topics such as retirement, estate, tax, cash flow, college savings, business planning and risk management.
The firm constructs customized investment models tailored to each client, combining passive and active strategies and applying Modern Portfolio Theory alongside fundamental, technical and cyclical analysis. Brooks Wealth Management may incorporate socially responsible (ESG) options and advise on alternative investments, provides quarterly performance and holdings reports through a client portal (RightCapital), and generally requires clients to custody assets at Charles Schwab for execution and reporting.
Distinctive aspects of the firm include its recent founding in 2024 and leadership by a CFP®-certified principal, which results in a small, concentrated practice that integrates planning and investment management for a limited number of clients. Operationally, the firm’s requirement that clients use a specified custodian (Charles Schwab) and its routine delivery of written quarterly reports are more prescriptive than many peers, and it offers both ongoing integrated planning and limited-scope project engagements.
Client services
Expertise
Demographic focus
Fee options
Fixed fees for financial planning generally ranging from $199 to $20,000
$0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.75% $5,000,001 - $10,000,000: 0.50% $10,000,000+: 0.25%
Financial planning hourly rate of $250 per hour
Minimum fee: Minimum quarterly advisory fee of $1,250, which may be waived or reduced at firm's discretion Fee-only: Fixed advisory fees ranging from $5,000 to $20,000 per year, billed quarterly in advance
Main office
2555 Townsgate Rd, Suite 200
Westlake Village CA 91361
Advisors at this office
1
Most active in
California · Colorado
Also doing business as
Brooks Wealth Management · Brooks Wealth Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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