Brookstone Wealth Advisors, LLC logo

Brookstone Wealth Advisors, LLC

Updated today

Client AUM

$0

Clients

0

Advisors

223

across 173 offices

About

Brookstone Wealth Advisors provides investment management and financial planning services to individuals, retirement plans, trusts, estates, charitable organizations and business entities. Its advisors most commonly implement portfolios through the affiliated BCM Platform or the BCM wrap-fee program and also offer standalone financial planning and ERISA participant advisory services, with planning billed either hourly or as a fixed fee.

The firm operates on a discretionary basis using model portfolios, sub-advisors, proprietary model series and an open-architecture approach that can include equities, ETFs (including affiliated BAM ETFs), bond strategies, options overlays, defined‑outcome (buffer) ETFs, structured notes and annuity management. Advisors collect client information via an Investment Policy Statement and Risk Profile Questionnaire and disclose and manage conflicts arising from use of affiliated funds and related services while representing they act as fiduciaries for managed accounts.

Brookstone’s structure is notable for several uncommon features: it sponsors a wrap-fee program, maintains formal affiliations with an insurance organization and with an affiliated law firm (Perkins & Zayed, PC) for estate-planning referrals, and makes affiliated ETFs and an affiliated interval fund available in certain models. The firm also operates through a large network of Investment Adviser Representatives and multiple offices, discloses incentive and training programs for advisors, and offers client-facing planning billed hourly — all relationships and referral arrangements the firm discloses as potential conflicts of interest and describes mitigation steps for.

Client services

Financial planning Portfolio management Selection of other advisers Educational seminars or workshops

Expertise

Active portfolio management Options & derivatives strategies Tax-loss harvesting

Occupation focus

Founder/Business Owner Retired

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Fee options

Fixed

Fixed fees for financial planning services ranging from $200 to $5,000 or more

Commissions

Commission-based compensation for insurance and annuity products sold by some associated persons

Project-based

Up to $350 per hour for financial planning services

Other

Account minimum: $25,000 Minimum fee: Up to $500 annually for ERISA plans, either as fixed fee or not to exceed 1.0% of plan assets annually Fee-only: Hourly fees up to $350/hour billed in six-minute increments; Fixed fees ranging from $200 to $5,000 or more for financial planning

Main office

See office

1745 S Naperville Rd, Suite 200

Wheaton IL 60189

Advisors at this office

9

Most active in

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Also doing business as

Brookstone Wealth Advisors, LLC · Formulafolio Investment Strategies · Retirement Resources · Retirement Wealth Advisors, Inc. · Retirement Wealth Advisors, LLC · Rwa, Inc

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Matthew P

Series 65

Wilkes Barre, PA

Brookstone Wealth Advisors, LLC

The first half of my career was working in the healthcare industry. I earned a Bachelor of Science degree in Health Care Administration and a Master of Health Administration degree. Both degrees were earned from King's College, Wilkes Barre, PA. I'm also a licensed insurance agent and registered as an investment advisor representative with Brookstone Wealth Advisors. Aside from my healthcare skills transferring into financial advising, I listen to my clients without the hard selling.

General retirement planning Retirement income strategy Income planning Annuities Roth conversion strategy Educators, Teachers, and Academics Entertainment Industry Approaching retirement Young Professionals HENRY (High Earners, Not Rich Yet) Retired
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James H

Series 63, Series 65

Baton Rouge, LA

Brookstone Wealth Advisors, LLC

James Hairford is a financial advisor with Brookstone Wealth Advisors, LLC in Baton Rouge, LA, holding Series 63 and Series 65 licenses and possessing 10 years of industry experience. He has worked at Capital Wealth Management and Retirement Wealth Advisors and currently serves as the pastor of Galvaz Pentecostal Church. Brookstone Wealth Advisors provides investment management and financial planning services to individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm uses a discretionary approach with model portfolios and an open-architecture platform that includes equities, ETFs, bond strategies, and structured products.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
user avatar

Stuart S

Series 65

Saint George, UT

Brookstone Wealth Advisors, LLC

Stuart Seegmiller is a financial advisor at Brookstone Wealth Advisors, LLC in Saint George, UT, holding a Series 65 designation with three years of industry experience. His professional background includes roles at Brookstone Wealth Advisors, Ashton & Associates, and various educational institutions. Outside of advisory work, he provides customer service for existing annuity clients through Ashton & Associates. Brookstone Wealth Advisors offers investment management and financial planning services to individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm operates on a discretionary basis using model portfolios, sub-advisors, proprietary models, and an open-architecture approach that includes a broad range of investment strategies and affiliated products.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
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Kevin T

Series 65

Hammond, LA

Brookstone Wealth Advisors, LLC

Kevin Thompson is a financial advisor at Brookstone Wealth Advisors, LLC with three years of industry experience. He holds a Series 65 designation and has worked at Brookstone Wealth Advisors since 2022. Outside of his advisory role, he operates BSK Benefits as a sole proprietor, providing insurance sales. Brookstone Wealth Advisors delivers investment management primarily through sponsored and pooled vehicles to retirement plans, trusts, and other institutional clients. The firm employs a mix of active and passive strategies via model portfolios and maintains a networked structure with multiple advisory representatives and affiliated firms.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
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Aaron H

CFP®, Series 65

Scottsdale, AZ

Brookstone Wealth Advisors, LLC

Aaron Hail is a CFP® with 15 years of industry experience and is associated with Brookstone Wealth Advisors, LLC. He has worked at Retirement Wealth Advisors since 2015 and has been president of Hail Financial Group, where he independently sells insurance and annuities, since 2011. Additionally, he owns The Lead Source, LLC, a mailing list sales business established in 2005. Brookstone Wealth Advisors provides investment management and financial planning services to individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm operates on a discretionary basis using model portfolios, sub-advisors, and an open-architecture approach that includes equities, ETFs, bond strategies, and annuity management.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
user avatar

Michael A

Series 63, Series 65

Lawrenceville, GA

Brookstone Wealth Advisors, LLC

Michael Anthony is a financial advisor at Brookstone Wealth Advisors, LLC in Lawrenceville, GA. He holds Series 63 and Series 65 licenses and has one year of industry experience. His prior work includes roles at Signal Advisors USA, Inc and several other firms outside the financial sector. Brookstone Wealth Advisors provides investment management and financial planning services to individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm employs a discretionary, model-based investment approach utilizing an open-architecture platform that includes equities, ETFs, bond strategies, and other instruments.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
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Eric J

Series 65

Atlanta, GA

Brookstone Wealth Advisors, LLC

Eric Johnson is a financial advisor at Brookstone Wealth Advisors, LLC with nine years of industry experience. He holds a Series 65 credential and has worked at firms including Retirement Wealth Advisors and Geiger Wealth Management. Johnson is also involved with Hoffman Financial Group, where he provides insurance analysis, product sales, and investment advice to pre- and post-retirees. Brookstone Wealth Advisors manages investments primarily through sponsored and pooled vehicles, serving retirement plans, trusts, and other institutional clients. The firm employs a mix of active and passive strategies via model portfolios and offers financial planning and implementation services such as insurance and annuity solutions.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
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Michael K

CFP®, Series 63, Series 65

Boca Raton, FL

Brookstone Wealth Advisors, LLC

Michael Kalisch is a CFP® professional with 23 years of experience in the financial services industry. He is currently affiliated with Brookstone Wealth Advisors, LLC and has previously worked at firms including LPL Financial and Independent Financial Partners. In addition to his advisory role, he provides consulting and mentorship to other financial advisors. Brookstone Wealth Advisors serves retirement plans, trusts, and institutional clients, delivering investment management primarily through sponsored and pooled vehicles. The firm employs a mix of active and passive strategies within model portfolios and manages accounts on a discretionary basis.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
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Sean J

Series 65

Twin Falls, ID

Brookstone Wealth Advisors, LLC

Sean Jantz is a financial advisor at Brookstone Wealth Advisors, LLC in Twin Falls, ID, holding a Series 65 credential with one year of industry experience. He is also the sole proprietor of Global Financial Impact, where he works as a life insurance agent and trains other agents in life insurance and annuity sales. Jantz has operated Jantz Ventures, LLC since 2013. Brookstone Wealth Advisors provides investment management primarily through sponsored and pooled vehicles to retirement plans, trusts, and other institutional or pooled arrangements. The firm employs a mix of active and passive strategies delivered via model portfolios and a wrap-fee program, managing accounts on a discretionary basis with the ability to select sub-advisors and third-party managers.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
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John B

Series 65

Alphretta, GA

Brookstone Wealth Advisors, LLC

John Browne Jr. is a Series 65-licensed financial advisor with nine years of industry experience, currently affiliated with Brookstone Wealth Advisors, LLC. He has held roles at Successful Retirement Wealth Management LLC, Retirement Wealth Advisors, Albertson Financial & Workshops4Retirement, and Browne Lozs LLC. Browne is also the owner of Successful Retirement Wealth Management, where he offers insurance and investment advisory services. Brookstone Wealth Advisors serves retirement plans, trusts, and other institutional clients, delivering investment management primarily through sponsored and pooled vehicles. The firm employs a mix of active and passive strategies within a networked structure that includes affiliated asset managers and offers various financial planning and implementation services.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
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Douglas G

Series 65

Palm Harbor, FL

Brookstone Wealth Advisors, LLC

Douglas Gignac is a financial advisor with Brookstone Wealth Advisors, LLC, holding a Series 65 credential and seven years of industry experience. He has previously worked at Retirement Wealth Advisors, Inc. and Wealth Watch Advisors, and he is also the owner of DRG Accounting, Inc., which provides accounting and tax preparation services. Additionally, Gignac serves as CFO of BDK Health, a home health services company. Brookstone Wealth Advisors operates within a family of affiliated firms providing investment management primarily through sponsored and pooled vehicles, serving retirement plans, trusts, and other institutional or pooled clients. The firm employs a mix of active and passive strategies delivered via model portfolios and offers financial planning and implementation services including insurance and annuity solutions.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
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James A

Series 65

Holladay, UT

Brookstone Wealth Advisors, LLC

James Andersen is a financial advisor at Brookstone Wealth Advisors, LLC with seven years of industry experience. He holds a Series 65 designation and has worked at J. Hartman Retirement Solutions and Retirement Wealth Advisors, Inc. He is also involved with 2 Churros Holdings LLC, a business outside the financial sector. Brookstone Wealth Advisors provides investment management primarily through sponsored and pooled vehicles, serving retirement plans, trusts, and institutional clients with a mix of active and passive strategies delivered via model portfolios and discretionary management.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
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Lisa A

Series 63, Series 65

Oakdale, MN

Brookstone Wealth Advisors, LLC

Lisa Anthony is a financial advisor with Brookstone Wealth Advisors, LLC in Oakdale, MN, holding Series 63 and Series 65 licenses and possessing 26 years of industry experience. Her prior roles include positions at Retirement Wealth Advisors, Inc., Regal Investment Advisors, LLC, and Wealth Watch. She is also involved with VIP Financial Associates and The Eagle Team, where she offers insurance products alongside investment advisory services. Brookstone Wealth Advisors provides investment management and financial planning to individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm operates on a discretionary basis using model portfolios, sub-advisors, and an open-architecture approach that includes a range of investment vehicles and offers both wrap-fee programs and standalone financial planning services.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
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Mark O

CFP®, Series 63, Series 65

Alpharetta, GA

Brookstone Wealth Advisors, LLC

Mark Orr is a CFP®-certified financial advisor with 22 years of industry experience. He is affiliated with Brookstone Wealth Advisors, LLC and has held positions at several firms including Retirement Wealth Advisors and Morr Capital Management. Outside of his advisory work, Orr is involved in tax planning through Proactive Tax Planning, LLC and participates in entrepreneurial activities related to insurance and employee benefits programs. Brookstone Wealth Advisors provides investment management and financial planning services to individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm employs a discretionary investment approach utilizing model portfolios, sub-advisors, and an open-architecture strategy that includes equities, ETFs, bond strategies, and annuity management.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
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Ryan M

Series 66

Newton, MA

Brookstone Wealth Advisors, LLC

Ryan Marston is a financial advisor at Brookstone Wealth Advisors, LLC with 11 years of industry experience. He holds the Series 66 designation and has worked at Rubino & Liang Wealth Partners since 2019 and Retirement Wealth Advisors, Inc. since 2014. Outside of his advisory roles, Marston is involved in insurance sales and investment advisory services through Rubino and Liang Wealth Partners. Brookstone Wealth Advisors delivers investment management primarily through sponsored and pooled vehicles, serving retirement plans, trusts, and other institutional or pooled arrangements. The firm employs a mix of active and passive strategies and offers additional services such as financial planning and insurance or annuity solutions when appropriate.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
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