Brookstone Wealth Advisors, LLC logo

Brookstone Wealth Advisors, LLC

Updated today

Client assets under management

$0

Clients

0

Advisors

243

of 247 employees

Firm type

Investment Manager

May not manage individual clients

Clients per advisor

0

Average account size

About

Brookstone Wealth Advisors provides investment management and financial planning services to individuals, retirement plans, trusts, estates, charitable organizations and business entities. Its advisors most commonly implement portfolios through the affiliated BCM Platform or the BCM wrap-fee program and also offer standalone financial planning and ERISA participant advisory services, with planning billed either hourly or as a fixed fee.

The firm operates on a discretionary basis using model portfolios, sub-advisors, proprietary model series and an open-architecture approach that can include equities, ETFs (including affiliated BAM ETFs), bond strategies, options overlays, defined‑outcome (buffer) ETFs, structured notes and annuity management. Advisors collect client information via an Investment Policy Statement and Risk Profile Questionnaire and disclose and manage conflicts arising from use of affiliated funds and related services while representing they act as fiduciaries for managed accounts.

Brookstone’s structure is notable for several uncommon features: it sponsors a wrap-fee program, maintains formal affiliations with an insurance organization and with an affiliated law firm (Perkins & Zayed, PC) for estate-planning referrals, and makes affiliated ETFs and an affiliated interval fund available in certain models. The firm also operates through a large network of Investment Adviser Representatives and multiple offices, discloses incentive and training programs for advisors, and offers client-facing planning billed hourly — all relationships and referral arrangements the firm discloses as potential conflicts of interest and describes mitigation steps for.

Client services

Financial planning Portfolio management Selection of other advisers Educational seminars or workshops

Expertise

Active portfolio management Options & derivatives strategies Tax-loss harvesting

Occupation focus

Founder/Business Owner Retired

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Fee options

Fixed

Fixed fees for financial planning services ranging from $200 to $5,000 or more

Commissions

Commission-based compensation for insurance and annuity products sold by some associated persons

Project-based

Up to $350 per hour for financial planning services

Other

Account minimum: $25,000 Minimum fee: Up to $500 annually for ERISA plans, either as fixed fee or not to exceed 1.0% of plan assets annually Fee-only: Hourly fees up to $350/hour billed in six-minute increments; Fixed fees ranging from $200 to $5,000 or more for financial planning

Main office location

Brookstone Wealth Advisors, LLC

1745 S Naperville Rd, Suite 200

Wheaton IL 60189, United States

Number of offices

173

Most active in

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Matthew P

Series 65

Wilkes Barre, PA

Brookstone Wealth Advisors, LLC

The first half of my career was working in the healthcare industry. I earned a Bachelor of Science degree in Health Care Administration and a Master of Health Administration degree. Both degrees were earned from King's College, Wilkes Barre, PA. I'm also a licensed insurance agent and registered as an investment advisor representative with Brookstone Wealth Advisors. Aside from my healthcare skills transferring into financial advising, I listen to my clients without the hard selling.

General retirement planning Retirement income strategy Income planning Annuities Roth conversion strategy Educators, Teachers, and Academics Entertainment Industry Approaching retirement Young Professionals HENRY (High Earners, Not Rich Yet) Retired
user avatar

James H

Series 63, Series 65

Baton Rouge, LA

Brookstone Wealth Advisors, LLC

James Hairford is a financial advisor with Brookstone Wealth Advisors, LLC, holding Series 63 and Series 65 licenses and having 10 years of industry experience. He has previously worked at Capital Wealth Management and Retirement Wealth Advisors. Outside of his advisory work, Hairford serves as a pastor at Galvaz Pentecostal Church. Brookstone Wealth Advisors provides investment management and financial planning services primarily to retirement plans, trusts, and institutional clients, utilizing a blend of active and passive strategies through sponsored and pooled vehicles.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
user avatar

Stuart S

Series 65

Saint George, UT

Brookstone Wealth Advisors, LLC

Stuart Seegmiller is a financial advisor at Brookstone Wealth Advisors, LLC with two years of industry experience. He holds a Series 65 designation and has worked at Brookstone Wealth Advisors and Ashton & Associates since 2023. Outside of his advisory role, he provides customer service for existing annuity clients at Ashton & Associates. Brookstone Wealth Advisors delivers investment management primarily through sponsored and pooled vehicles, serving retirement plans, trusts, and other institutional or pooled arrangements. The firm uses a combination of active and passive strategies within a networked operating structure and offers financial planning and implementation services including insurance and annuity solutions.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
user avatar

Jesse D

Series 65

Alpharetta, GA

Brookstone Wealth Advisors, LLC

Jesse Dalfonso is a financial advisor at Brookstone Wealth Advisors, LLC with a Series 65 credential. He has been with Brookstone Capital Management since 2025 and has prior experience at Hoffman Financial Group LLC and several companies in the construction and service industries. Brookstone Wealth Advisors operates within a family of affiliated firms providing investment management primarily through sponsored and pooled vehicles. The firm serves retirement plans, trusts, and other institutional or pooled arrangements using a mix of active and passive strategies delivered via model portfolios and a wrap-fee program.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
user avatar

Kevin T

Series 65

Hammond, LA

Brookstone Wealth Advisors, LLC

Kevin Thompson is a financial advisor at Brookstone Wealth Advisors, LLC with three years of industry experience. He holds a Series 65 designation and has worked at Brookstone Wealth Advisors since 2022. Outside of his advisory role, he operates BSK Benefits as a sole proprietor, providing insurance sales. Brookstone Wealth Advisors delivers investment management primarily through sponsored and pooled vehicles to retirement plans, trusts, and other institutional clients. The firm employs a mix of active and passive strategies via model portfolios and maintains a networked structure with multiple advisory representatives and affiliated firms.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
user avatar

Aaron H

CFP®, Series 65

Scottsdale, AZ

Brookstone Wealth Advisors, LLC

Aaron Hail is a CFP® with 14 years of industry experience, currently serving as an advisor at Brookstone Wealth Advisors, LLC in Scottsdale, AZ. He has been involved with Retirement Wealth Advisors since 2015 and owns Hail Financial Group, where he independently sells insurance and annuities. He is also the owner of The Lead Source, LLC, a mailing list sales business. Brookstone Wealth Advisors provides investment management primarily through sponsored and pooled vehicles for clients including retirement plans and trusts. The firm uses a combination of active and passive strategies delivered via model portfolios and open-architecture allocations, managing accounts on a discretionary basis.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
user avatar

Michael A

Series 63, Series 65

Lawrenceville, GA

Brookstone Wealth Advisors, LLC

Michael Anthony is an advisor at Brookstone Wealth Advisors, LLC with Series 63 and Series 65 credentials. He has experience in both financial services and media, having worked at Signal Advisors USA, Inc and 3 Stage Media prior to joining Brookstone. His background also includes roles at Impact Partnership, UPS, Turner Broadcasting, and 79th & York Entertainment. Brookstone Wealth Advisors delivers investment management primarily through sponsored and pooled vehicles, serving retirement plans, trusts, and other institutional clients. The firm employs a range of active and passive strategies via model portfolios and a wrap-fee program, managing accounts on a discretionary basis with documented client objectives.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
user avatar

Eric J

Series 65

Atlanta, GA

Brookstone Wealth Advisors, LLC

Eric Johnson is a financial advisor at Brookstone Wealth Advisors, LLC with nine years of industry experience. He holds a Series 65 credential and has worked at firms including Retirement Wealth Advisors and Geiger Wealth Management. Johnson is also involved with Hoffman Financial Group, where he provides insurance analysis, product sales, and investment advice to pre- and post-retirees. Brookstone Wealth Advisors manages investments primarily through sponsored and pooled vehicles, serving retirement plans, trusts, and other institutional clients. The firm employs a mix of active and passive strategies via model portfolios and offers financial planning and implementation services such as insurance and annuity solutions.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
user avatar

Michael K

CFP®, Series 63, Series 65

Boca Raton, FL

Brookstone Wealth Advisors, LLC

Michael Kalisch is a CFP® professional with 23 years of experience in the financial services industry. He is currently affiliated with Brookstone Wealth Advisors, LLC and has previously worked at firms including LPL Financial and Independent Financial Partners. In addition to his advisory role, he provides consulting and mentorship to other financial advisors. Brookstone Wealth Advisors serves retirement plans, trusts, and institutional clients, delivering investment management primarily through sponsored and pooled vehicles. The firm employs a mix of active and passive strategies within model portfolios and manages accounts on a discretionary basis.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
user avatar

Sean J

Series 65

Twin Falls, ID

Brookstone Wealth Advisors, LLC

Sean Jantz is a financial advisor at Brookstone Wealth Advisors, LLC in Twin Falls, ID, holding a Series 65 credential with one year of industry experience. He is also the sole proprietor of Global Financial Impact, where he works as a life insurance agent and trains other agents in life insurance and annuity sales. Jantz has operated Jantz Ventures, LLC since 2013. Brookstone Wealth Advisors provides investment management primarily through sponsored and pooled vehicles to retirement plans, trusts, and other institutional or pooled arrangements. The firm employs a mix of active and passive strategies delivered via model portfolios and a wrap-fee program, managing accounts on a discretionary basis with the ability to select sub-advisors and third-party managers.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
user avatar

Phillip C

Series 63, Series 65

Waco, TX

Brookstone Wealth Advisors, LLC

Phillip Castle is a financial advisor at Winnow Wealth, LLC with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at several firms, including Simplicity Group Inc. and Brookstone Wealth Advisors, LLC. Outside of advisory work, he is involved in insurance marketing and training through his partnership at Simplicity Group Inc. Winnow Wealth is a five-advisor team managing approximately $123 million for individual and high-net-worth clients. The firm offers discretionary wealth management and comprehensive financial planning, using fundamental and cyclical analysis to construct portfolios that incorporate mutual funds, ETFs, individual securities, and independent managers.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
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John B

Series 65

Alphretta, GA

Brookstone Wealth Advisors, LLC

John Browne Jr. is a Series 65-licensed financial advisor with nine years of industry experience, currently affiliated with Brookstone Wealth Advisors, LLC. He has held roles at Successful Retirement Wealth Management LLC, Retirement Wealth Advisors, Albertson Financial & Workshops4Retirement, and Browne Lozs LLC. Browne is also the owner of Successful Retirement Wealth Management, where he offers insurance and investment advisory services. Brookstone Wealth Advisors serves retirement plans, trusts, and other institutional clients, delivering investment management primarily through sponsored and pooled vehicles. The firm employs a mix of active and passive strategies within a networked structure that includes affiliated asset managers and offers various financial planning and implementation services.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
user avatar

Douglas G

Series 65

Palm Harbor, FL

Brookstone Wealth Advisors, LLC

Douglas Gignac is a financial advisor with Brookstone Wealth Advisors, LLC, holding a Series 65 credential and seven years of industry experience. He has previously worked at Retirement Wealth Advisors, Inc. and Wealth Watch Advisors, and he is also the owner of DRG Accounting, Inc., which provides accounting and tax preparation services. Additionally, Gignac serves as CFO of BDK Health, a home health services company. Brookstone Wealth Advisors operates within a family of affiliated firms providing investment management primarily through sponsored and pooled vehicles, serving retirement plans, trusts, and other institutional or pooled clients. The firm employs a mix of active and passive strategies delivered via model portfolios and offers financial planning and implementation services including insurance and annuity solutions.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
user avatar

James A

Series 65

Farmington, UT

Brookstone Wealth Advisors, LLC

James Andersen is a financial advisor at Brookstone Wealth Advisors, LLC with seven years of industry experience. He holds a Series 65 designation and has worked at J. Hartman Retirement Solutions and Retirement Wealth Advisors, Inc. He is also involved with 2 Churros Holdings LLC, a business outside the financial sector. Brookstone Wealth Advisors provides investment management primarily through sponsored and pooled vehicles, serving retirement plans, trusts, and institutional clients with a mix of active and passive strategies delivered via model portfolios and discretionary management.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
user avatar

Lisa A

Series 63, Series 65

Oakdale, MN

Brookstone Wealth Advisors, LLC

Lisa Anthony is a financial advisor with Brookstone Wealth Advisors, LLC, holding Series 63 and 65 licenses and bringing 25 years of industry experience. Her career includes roles at Retirement Wealth Advisors, Regal Investment Advisors, Wealth Watch, and OneAmerica Securities. She is also active as a financial advisor and insurance agent with VIP Financial Associates and The Eagle Team. Brookstone Wealth Advisors provides investment management primarily through sponsored and pooled vehicles, serving retirement plans, trusts, and institutional clients. The firm employs a mix of active and passive strategies delivered via model portfolios and a wrap-fee program, managing accounts on a discretionary basis with access to sub-advisors and third-party managers.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner Retired
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