Brookwood Financial Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Brookwood Financial Services, LLC is a registered investment adviser that offers portfolio management and financial planning to individuals, high‑net‑worth clients, charitable organizations, and business entities, and may provide services for pooled or institutional accounts. The firm documents client goals and risk tolerance through written investment policy statements and provides discretionary portfolio management alongside one‑time or ongoing financial planning.
Its investment process combines multiple methods of analysis—charting, cyclical, fundamental, quantitative, technical, and modern portfolio theory—and employs long‑term, short‑term, and options trading strategies, including covered and uncovered options. Brookwood generally seeks discretionary authority to implement client IPSs, conducts at least quarterly account reviews, and requires clients to custody assets through Altruist.
Several operational and business features distinguish the firm from many peers: it is newly formed, operates with a single advisory principal and reported no assets under management at the time of filing, and does not aggregate block trades for multiple client accounts. The firm’s representatives are also licensed insurance agents who may receive commissions when selling insurance or annuity products, and the firm offers hourly financial planning fees—both uncommon among investment managers and identified as potential sources of conflicts that the firm discloses.
Client services
Expertise
Fee options
$500 to $5,000 for financial planning services
$1 - $250,000: 1.25% $250,001 - $500,000: 1.15% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.85% $2,000,001 - $5,000,000: 0.65% $5,000,001 - AND UP: 0.45%
$150 to $350 per hour for financial planning services
Main office
4720 F 41
Oscoda MI 48750
Advisors at this office
1
Most active in
Michigan
Also doing business as
Brookwood Financial Services · Brookwood Financial Services, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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