Broomfield Advisory & Management

The firm provides investment advisory and management services to U.S. clients and currently reports a client base composed of high‑net‑worth individuals while managing no client assets at the time of the filing. Services described in the brochure include securities selection, asset allocation, timing and execution of trades, and personal financial advice and planning.

The firm’s investment approach emphasizes a holistic analysis that combines national and global macroeconomic context with fundamental and technical analysis of individual securities, and it explicitly raises market‑timing and security pricing as part of its process. The adviser may operate on either a discretionary or non‑discretionary basis and states it evaluates client risk tolerance, net worth and cash‑flow needs when making recommendations.

Noteworthy features disclosed in the brochure include the owner’s concurrent professional roles and licenses — a part‑time law practice, a CPA credential, real‑estate broker and insurance producer licenses, and a valuation credential — which create multiple non‑investment professional affiliations not typical for many investment managers. The firm also discloses a recent regulatory examination with recordkeeping and disclosure findings that it reports addressing, and it states it does not take custody of client assets or accept commission‑based compensation as of the filing.