Browning Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$42,244,280
Clients
36
Advisors
2
of 2 employees
About
Browning Capital Management LLC provides investment advice and wealth-management services to individual and high-net-worth clients, offering asset management, financial planning and family office services. The firm commonly charges percentage-of-assets under management and delivers portfolio management for individual accounts, and can place client assets with third-party money managers when appropriate.
The firm uses a mix of fundamental analysis, modern portfolio theory, technical and cyclical analysis to build targeted asset-allocation strategies and implements portfolios on a generally discretionary basis with periodic rebalancing and quarterly reviews. It recommends an independent custodian relationship (Schwab is the recommended custodian) and provides regular reporting and performance monitoring as part of its advisory program.
What distinguishes the firm from many peers is the multidisciplinary professional background of its principals — they hold both legal and certified public accountant credentials and maintain insurance licensure, and the ADV discloses that the firm engages in these complementary activities. The brochure also indicates the firm offers family office services with a multi-million dollar account threshold and includes predecessor performance information in its materials, and the firm recently shifted from SEC registration to state registration.
Client services
Expertise
Fee options
$0 - $10,000,000: 1.0% $10,000,001 - $50,000,000: 0.75% $50,000,001+: 0.50%
Account minimum: $5,000,000 for family office services; no minimum account size for asset management services Minimum fee: Minimum annual fee of $50,000 for family office services
Main office
Sisters OR
Advisors at this office
2
Most active in
California · Oregon
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Scott B
Series 66
Sisters, OR
Browning Capital Management LLC
Scott Browning is a financial advisor with Browning Capital Management LLC, holding a Series 66 designation and 13 years of industry experience. He is a licensed attorney and Certified Public Accountant in California and an inactive attorney in Oregon. In addition to advisory services, he dedicates part of his time to legal, accounting, and insurance activities. Browning Capital Management provides portfolio management, financial planning, and family office services for individual and high-net-worth clients. The firm employs a multi-disciplinary investment approach combining fundamental, technical, and cyclical analysis, with discretionary management and periodic reviews.
Dylan B
Series 65
Sisters, OR
Browning Capital Management LLC
Dylan Browning is a financial advisor at Browning Capital Management LLC with nine years of industry experience. He holds a Series 65 designation and has been with the firm since its inception in 2013. Browning Capital Management LLC provides investment advice and wealth management services to individual and high-net-worth clients, offering asset management, financial planning, and family office services. The firm employs a combination of fundamental analysis, modern portfolio theory, and technical and cyclical analysis to develop targeted asset-allocation strategies, typically managing portfolios on a discretionary basis with regular rebalancing and quarterly reviews.
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