Broxton Capital Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Broxton Capital Advisors provides investment advisory and portfolio management to individuals, corporations, trusts, other advisors, and institutions. The firm manages two core strategies—Smart Yield and the Alpha Portfolio—and offers separately managed accounts as well as co‑advisory and sub‑advisory services.
The firm’s investment process combines fundamental and technical analysis with proprietary algorithms, quantitative/statistical methods and disclosed use of AI as a research and editing tool. Broxton focuses on income and total‑return objectives while employing a range of instruments (equities, leveraged ETFs, options, short positions and both investment‑grade and sub‑investment‑grade bonds), may hold less liquid securities, and uses micro‑positioning and other active trading techniques with limited emphasis on tax efficiency.
What is distinctive for a firm of this size is that it publishes composite performance and net‑of‑fee returns (calculated using time‑weighted returns) for its strategies and uses those results in reporting and advertisements. The firm also operates a separately managed BDC Income Fund that seeks to track a MarketVector BDC index and provides model portfolios to other advisors, arrangements that can produce execution and performance differences across client platforms.
Client services
Expertise
Fee options
Consulting services may be provided on a fixed fee basis; specific amounts not stated
2% annually, subject to negotiation
Consulting services may be offered on an hourly or fixed fee basis; specific hourly rates not stated
Account minimum: $100,000
Main office
151 Calle De San Francisco, Suite 200
Old San Juan PR 00901-1659, United States
Offices (2)
Most active in
California · Puerto Rico
Also doing business as
Broxton Capital Advisors · Broxton Capital Advisors LLC · Cooke, Root & Stead Asset Management, LLC · Westwood Asset Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Robert C
Series 63, Series 65
Memphis, TN
Broxton Capital Advisors
Robert Cooke Sr. is a financial advisor at Broxton Capital Advisors with 25 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at firms including UBS Financial Services and Hudson Cooper Asset Management. Outside of his advisory work, he is involved with Doozy Cards, LLC, a non-investment business. Broxton Capital Advisors provides investment advisory and portfolio management services to individuals, corporations, trusts, other advisors, and institutions. The firm employs a combination of fundamental and technical analysis along with proprietary algorithms and AI tools, focusing on income and total-return objectives through a diverse range of instruments and active trading strategies.
Robert C
Series 63, Series 65
Los Angeles, CA
Broxton Capital Advisors
Robert Cooke Jr. is a financial advisor with Broxton Capital Advisors in Los Angeles, holding Series 63 and Series 65 licenses and with 20 years of industry experience. He previously worked at Hudson Cooper Asset Management, Inc. for six years and has been with Broxton Capital Advisors since 2005. Outside of advising, he is involved with San Juan Incubators, an organization that assists development-stage companies. Broxton Capital Advisors provides investment advisory and portfolio management services to individuals, corporations, trusts, other advisors, and institutions. The firm employs a blend of fundamental and technical analysis along with quantitative methods and AI tools, managing strategies focused on income and total return across a variety of instruments and active trading techniques.
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