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Broxton Capital Advisors

Updated today

Client assets under management

$28,983,310

Clients

56

25% high-net-worth

Advisors

2

of 3 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

28

Low

Average account size

$517,559

About

Broxton Capital Advisors provides investment advisory and portfolio management to individuals, corporations, trusts, other advisors, and institutions. The firm manages two core strategies—Smart Yield and the Alpha Portfolio—and offers separately managed accounts as well as co‑advisory and sub‑advisory services.

The firm’s investment process combines fundamental and technical analysis with proprietary algorithms, quantitative/statistical methods and disclosed use of AI as a research and editing tool. Broxton focuses on income and total‑return objectives while employing a range of instruments (equities, leveraged ETFs, options, short positions and both investment‑grade and sub‑investment‑grade bonds), may hold less liquid securities, and uses micro‑positioning and other active trading techniques with limited emphasis on tax efficiency.

What is distinctive for a firm of this size is that it publishes composite performance and net‑of‑fee returns (calculated using time‑weighted returns) for its strategies and uses those results in reporting and advertisements. The firm also operates a separately managed BDC Income Fund that seeks to track a MarketVector BDC index and provides model portfolios to other advisors, arrangements that can produce execution and performance differences across client platforms.

Client services

Portfolio management

Expertise

Options & derivatives strategies Concentrated stock management Active portfolio management Income planning

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Fee options

Fixed

Consulting services may be provided on a fixed fee basis; specific amounts not stated

Percentage

2% annually, subject to negotiation

Project-based

Consulting services may be offered on an hourly or fixed fee basis; specific hourly rates not stated

Other

Account minimum: $100,000

Main office location

Broxton Capital Advisors

151 Calle De San Francisco, Suite 200

Old San Juan PR 00901-1659, United States

Number of offices

3

Most active in

California · Puerto Rico

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Robert C

Series 63, Series 65

Memphis, TN

Broxton Capital Advisors

Robert Cooke Sr. is a financial advisor with Broxton Capital Advisors and Hudson Cooper Asset Management, Inc., holding Series 63 and Series 65 licenses and possessing 25 years of industry experience. He has been with Broxton Capital Advisors since 2010 and Hudson Cooper since 2011. Outside of his advisory roles, he is involved with Doozy Cards, LLC, a non-investment business. Broxton Capital Advisors serves individuals, corporations, trusts, independent managers, other advisors, and institutions, offering portfolio management through direct advisory and co-advisory arrangements. The firm employs a blend of fundamental and technical analysis combined with proprietary models across a range of asset classes and strategies, and is noted for its transparency in presenting composite performance results.

Options & derivatives strategies Concentrated stock management Active portfolio management Income planning
user avatar

Robert C

Series 63, Series 65

Los Angeles, CA

Broxton Capital Advisors

Robert Cooke is a financial advisor at Broxton Capital Advisors with 20 years of industry experience. He holds Series 63 and Series 65 designations and has worked at Hudson Cooper Asset Management and Broxton Capital Advisors. Outside of his advisory role, he is involved with San Juan Incubators, which assists development-stage companies. Broxton Capital Advisors serves individuals, corporations, trusts, independent managers, other advisors, and institutions, offering portfolio management through direct and co-advisory arrangements. The firm employs a blend of fundamental and technical analysis combined with proprietary models across a diverse range of strategies, including income-focused management and shorter-term trading.

Options & derivatives strategies Concentrated stock management Active portfolio management Income planning
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