Bruce G. Allen Investments, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$256,012,403
Clients
131
Advisors
2
of 2 employees
About
Bruce G. Allen Investments, LLC provides discretionary investment management, financial planning, retirement plan advisory, and consulting to individuals (including high‑net‑worth clients), family foundations, trusts, and employer retirement plans. The firm manages roughly $255 million in client assets and offers portfolio construction, quarterly reporting, and referrals to third‑party managers.
The firm typically builds diversified portfolios using equities, bonds, mutual funds, and ETFs and applies Modern Portfolio Theory and asset‑allocation principles, with at least quarterly reviews and rebalancing. It integrates third‑party tools into the client process — including the Nitrogen risk‑tolerance platform, MoneyGuide Pro reporting, and Black Diamond performance/reporting — and will consider ESG holdings when requested.
Distinctive features noted in the brochure include that the firm is also a licensed insurance agency and its advisors are registered representatives of a broker‑dealer, and it discloses that insurance and commissionable product relationships may create conflicts of interest. The firm also documents quantitative and qualitative due diligence when recommending third‑party managers, relies on third‑party data and ratings as part of that evaluation, and coordinates reporting and custody relationships through established technology and custodian arrangements.
Client services
Expertise
Occupation focus
Fee options
Financial planning fixed fees range from $1,000 to $15,000.
Bruce Allen receives commissions, 12(b)-1 fees, trails, or other compensation as a registered representative of a broker-dealer and insurance agent.
Account minimum: $1,000,000
Main office
3200 E Cherry Creek South Drive, Suite 640
Denver CO 80209
Advisors at this office
2
Most active in
Arizona · California · Colorado · Nebraska · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Bruce A
Series 63, Series 65
Denver, CO
Bruce G. Allen Investments, LLC
Bruce Allen is a financial advisor with Bruce G. Allen Investments, LLC in Denver, CO, holding Series 63 and Series 65 designations and over 40 years of industry experience. He previously worked at Nations Financial Group Inc. and M.S. Howells & Co. Allen regularly appears as a guest for market commentary on various Denver television stations. Bruce G. Allen Investments, LLC provides discretionary investment management, financial planning, and retirement plan advisory services to individuals, family foundations, trusts, and employer retirement plans. The firm manages approximately $255 million in client assets and constructs diversified portfolios using equities, bonds, mutual funds, and ETFs, applying Modern Portfolio Theory and asset-allocation principles with regular portfolio reviews.
Anne S
Series 63, Series 65
Denver, CO
Bruce G. Allen Investments, LLC
Anne Sechler is a financial advisor at Bruce G. Allen Investments, LLC with 32 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Bruce G. Allen Investments since 2017, concurrently serving at M.S. Howells & Co. since the same year. Prior to that, she spent seven years at Nations Financial Group, Inc. Bruce G. Allen Investments provides discretionary investment management, financial planning, and retirement-plan advisory services to individuals, foundations, trusts, corporations, and retirement plans. The firm emphasizes asset allocation and Modern Portfolio Theory, using a range of securities and incorporates ESG holdings upon client request, supported by third-party risk and reporting tools.
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