Buckram Securities Ltd
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Buckram Securities Ltd. provides investment advisory, brokerage and insurance services primarily to individual clients, including high‑net‑worth individuals and retirement accounts such as IRAs, SEPs and self‑employed 401(k) plans; the firm manages discretionary portfolios for 173 accounts with roughly $117 million in assets. The firm is registered with the SEC as an investment adviser, has operated as a broker‑dealer since 2003, and is licensed as an independent insurance agency authorized to sell life, health and annuity products.
Investment management is delivered mainly through the firm‑sponsored Buckram Wealth Management Program, a wrap fee program under which Buckram typically has discretionary authority to construct diversified equity and fixed‑income portfolios and continuously manage client accounts. Financial Consultants use a mix of fundamental, technical and third‑party research to tailor strategies to client goals, and the firm generally recommends institutional mutual fund share classes while waiving most brokerage charges for wrap clients.
What is distinctive about Buckram compared with many supported peers is its combination of roles: it acts as adviser, executing broker‑dealer and affiliated insurance agency, and it sponsors the wrap program — receiving the full wrap fee for program accounts. The brochure discloses the related potential conflicts (including mutual fund 12b‑1 payments and insurance commissions) and describes mitigations such as client disclosures, fee waivers and a preference for institutional share classes.
Client services
Expertise
Occupation focus
Fee options
$250 annually for accounts under $50,000
$0 - $50,000: Flat fee of $250 annually $50,000 - $250,000: 1.00% annually $250,000 - $500,000: 0.90% annually $500,000 - $1,000,000: 0.85% annually $1,000,000+: 0.75% annually
Minimum fee: $250 annually for accounts with less than $50,000 Fee-only: Yes, clients pay a single wrap fee that includes advisory and transaction charges; brokerage commissions and markups are waived for wrap fee clients.
Main office
168 Forest Avenue, Suite 202
Locust Valley NY 11560
Advisors at this office
3
Most active in
California · Florida · New Jersey · New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Peter D
Series 63, Series 65
Locust Valley, NY
Buckram Securities Ltd
Peter Debuona is a financial advisor with Buckram Securities Ltd in Locust Valley, NY, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. He has been with Buckram Securities since 2003. Buckram Securities Ltd primarily serves individual clients, including high net worth individuals, IRAs, SEP accounts, self-employed 401(k) plans, and trusts, managing approximately $92.7 million across 133 accounts. The firm provides discretionary portfolio management through its Buckram Wealth Management wrap fee program, using fundamental and technical analysis alongside third-party research to tailor equity, balanced, and fixed-income portfolios to client goals and risk tolerance.
Robert S
Series 66
Locust Valley, NY
Buckram Securities Ltd
Robert Schaefer Sr. is a financial advisor at Buckram Securities Ltd with 14 years of industry experience. He holds a Series 66 designation and previously worked at Morgan Stanley Private Bank and Morgan Stanley Smith Barney LLC for nine years. Outside of his advisory role, Schaefer serves as an officer at the Northampton Colony Yacht Club, a community organization. Buckram Securities Ltd provides investment advisory, brokerage, and insurance services primarily to individual clients, including high-net-worth individuals and retirement accounts. The firm offers discretionary portfolio management through its Buckram Wealth Management Program, combining advisory, broker-dealer, and insurance agency functions.
Eric F
Series 63, Series 65, Series 66
Locust Valley, NY
Buckram Securities Ltd
Eric Filippone is a financial advisor at Buckram Securities Ltd with 10 years of industry experience. He holds Series 63, 65, and 66 designations and has been with Buckram Securities since 2016. Outside of his advisory role, he operates E Filippone LLC, providing personal training lessons. Buckram Securities Ltd offers investment advisory, brokerage, and insurance services primarily to individual clients, including high-net-worth individuals and retirement accounts. The firm manages discretionary portfolios through its Buckram Wealth Management Program, combining advisory, broker-dealer, and insurance services.
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