Buena Vista Investment Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Buena Vista Investment Management provides investment advisory and financial planning services to individuals, high‑net‑worth clients, trusts, estates, corporate pension and profit‑sharing plans, and charitable institutions. Services described in the brochure include ongoing discretionary portfolio management, individualized Investment Policy Statements, selection of third‑party money managers, and written financial planning engagements.
The firm builds customized portfolios that typically combine diversified mutual funds and ETFs with selected individual equities and fixed‑income securities, and documents client goals, risk tolerance, and restrictions in an Investment Policy Statement used for ongoing monitoring and periodic (semi‑annual or annual) reviews and quarterly reporting. Buena Vista may hire third‑party managers and employ tactical strategies to manage drawdowns or participate in market advances, and it generally seeks discretionary authority to implement portfolio changes on clients’ behalf.
Distinctive features include that the firm’s principal is separately licensed as an insurance agent and may recommend and sell commissionable insurance products, a relationship the brochure discloses as a potential conflict of interest and for which clients are not obliged to purchase through the firm. The brochure also notes several operational choices that set the firm apart from many peers: it does not impose an account minimum, does not participate in wrap fee programs or accept soft dollars, and may receive a portion of third‑party manager fees when those managers are used.
Client services
Expertise
Fee options
Fixed financial planning fees ranging from $1,000 to $25,000, negotiable.
$0 - $250,000: 1.40% $250,001 - $1,000,000: 1.15% $1,000,001 - $1,500,000: 0.90% $1,500,001 - $5,000,000: 0.75% Above $5,000,000+: Custom/Negotiated
Insurance commissions earned by licensed insurance agent Todd Cour in addition to advisory fees.
$250 per hour for financial planning services, negotiable.
Minimum fee: Base fee of $240 per account plus tiered percentage fees. Fee-only: Financial planning fixed fees between $1,000 and $25,000; hourly fees $250 per hour, negotiable.
Main office
478 East Grand Ave, Suite 202
Wisconsin Rapids WI 54494
Advisors at this office
1
Most active in
Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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