Bulldog Asset Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Bulldog Asset Management, Inc. provides discretionary investment supervisory services to individuals (including high net worth clients), corporate pension and profit-sharing plans, and trust programs. The firm, established in 2004 and 100% owned and operated by its president, develops portfolio allocations and selects specific investments to implement and maintain those allocations.
The firm follows a goals- and risk-based, allocation-driven approach: it gathers clients’ financial information and objectives, constructs diversified portfolios, and manages accounts on an ongoing basis with monthly informal reviews and formal quarterly reviews. Client assets are custodied at an institutional discount broker, accounts are managed under discretionary authority, and the firm delivers consolidated reporting to clients on a regular basis.
Bulldog manages roughly $67 million across about 45 client relationships, a scale that implies a larger average account size and a client mix that includes both individual and retirement-plan clients, which is less common among small independent advisers. The firm discloses a formal Code of Ethics with trade pre-clearance procedures, does not vote client proxies (clients retain that responsibility), and notes that a supervised person spends the majority of his time working for an outside nonprofit consulting business — disclosures that may be atypical among peers.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,000,001 - $2,500,000: 0.75% $2,500,001+: 0.50%
Main office
Huntersville NC
Advisors at this office
1
Most active in
North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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