BWS Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$54,000,000
Clients
324
Advisors
2
of 5 employees
About
BWS Investment Management provides financial planning and investment advisory services to individuals, high‑net‑worth individuals, and small businesses, and it recommends pre‑screened third‑party investment managers to implement client portfolios. The firm also offers business consultation services and serves as a limited ERISA §3(21) plan fiduciary for employer-sponsored retirement plans.
The firm’s process emphasizes a customized financial plan followed by manager selection and oversight: BWS conducts due diligence on third‑party managers, reviews performance and compliance, and communicates with those managers on behalf of clients. BWS does not execute client trades itself; third‑party managers typically assume discretionary trading authority while the firm provides ongoing review and client reporting.
Noteworthy aspects include principals who hold a CPA credential and an affiliated insurance agency while explicitly noting the CPA is not associated with an independent accounting firm, and the firm’s offering of periodic complimentary educational workshops. Compared with many peers, BWS’s combination of selecting other advisers, acting in a limited fiduciary role for retirement plans, and serving a mix of non‑HNW individuals, HNW clients, and corporate plan clients is relatively uncommon for an investment manager that relies on third‑party managers.
Client services
Expertise
Fee options
$0+: 0.40% to 2.50% (asset-based fees range by third-party investment manager and program selected) $0+: 0.20% to 2.00% (portion of total advisory fee received by BWS Investment Management, LLC)
Account minimum: No minimum required by BWS Investment Management, LLC; however, certain third-party investment managers may require minimum investable assets which will be disclosed prior to engagement. Fee-only: Advisory fees are asset-based fees paid via third-party investment manager programs; BWS does not charge separate planning fees or commissions.
Main office
13100 Wortham Center Dr, Third Floor
Houston TX 77065
Advisors at this office
2
Most active in
Texas
Also doing business as
Bws Investment Management, LLC · Bws Investments
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Jennifer B
CFP®, Series 65
Houston, TX
BWS Investment Management, LLC
Jennifer Baker is a CFP® with six years of industry experience, currently serving as an advisor at BWS Investment Management, LLC. She has held roles at Cambridge Investment Research Advisors and Houston Insurance Group LLC and is the managing member and insurance agent of Baker Wealth Strategies, LLC, an insurance agency. BWS Investment Management provides financial planning and investment advisory services to individuals, high-net-worth clients, and small businesses. The firm emphasizes customized financial plans followed by the selection and oversight of pre-screened third-party investment managers, serving also as a limited ERISA §3(21) fiduciary for employer-sponsored retirement plans.
Jammie L
Series 66
Houston, TX
BWS Investment Management, LLC
Jammie Lowe is a financial advisor with BWS Investment Management, LLC in Houston, TX, holding a Series 66 designation and nine years of industry experience. Prior to joining BWS Investment Management in 2021, Lowe worked at Corvee LLC and Cambridge Investment Research Advisors, Inc., among other firms. Lowe also serves as Investment Director at Baker Wealth Strategies, LLC, dedicating significant time to this role. BWS Investment Management provides financial planning and investment advisory services to individuals, high-net-worth clients, and small businesses. The firm emphasizes customized financial planning followed by the selection and oversight of pre-screened third-party investment managers, serving a mix of individual and corporate clients while acting as a limited fiduciary for employer-sponsored retirement plans.
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