Cadence Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$89,985,168
Clients
156
Advisors
2
across 2 offices
About
Cadence Wealth Management advises individual and high‑net‑worth clients and offers ongoing investment supervisory services, financial planning, and qualified retirement plan consulting, including rollover guidance. The firm reports managing about $104.5 million for roughly 156 clients and also provides standalone planning work on a flat‑fee or hourly basis when investment supervision is not engaged.
The firm’s investment process combines modern portfolio theory, fundamental analysis, and tactical asset allocation, and may use individual securities, mutual funds, ETFs, and negatively correlated ETFs as part of portfolio construction. Accounts are managed primarily on a non‑discretionary basis—the brochure discloses approximately $104.5 million in non‑discretionary AUM and no discretionary AUM—so client pre‑approval is generally required for transactions, which can affect trade timing and execution.
Distinctive features relative to many peers include personnel affiliations with other registered advisers and that some representatives are also licensed insurance agents who may receive commission compensation when recommending insurance products. The brochure discloses potential conflicts tied to rollover recommendations and custodial relationships and describes disclosure and review procedures the firm uses to address those conflicts.
Client services
Expertise
Fee options
Financial planning flat fees generally range from $1,000 to $5,000; flat fees for qualified plan consulting services are negotiable
$0 - $2,000,000: 1.00% annually $2,000,001 - $5,000,000: 0.75% annually $5,000,001 - $10,000,000: 0.50% annually $10,000,001 - $50,000,000: 0.25% annually >$50,000,000+: 0.15% annually
$250 per hour
Fee-only: Flat fee for financial planning ranging from $1,000 to $5,000; hourly rate $250 per hour; qualified plan consulting fees generally 0.25% to 0.50% of plan assets or flat fee negotiated
Main office
See office1420 5th Ave, #2200
Seattle WA 98101
Advisors at this office
1
Offices (2)
Most active in
Arizona · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Richard E
CFP®, Series 63, Series 66
Seattle, WA
Cadence Wealth Management, LLC
Richard Egan is a CFP® professional with 23 years of experience in the financial industry. He has been with Cadence Wealth Management, LLC since 2011. Outside of his advisory role, he is the lead guitarist and singer for a rock band called Goldbar. Cadence Wealth Management serves individual clients, including both high-net-worth and non-HNW households, offering portfolio management, financial planning, and qualified retirement plan consulting. The firm employs a combination of modern portfolio theory, tactical asset allocation, and fundamental analysis, managing most accounts on a non-discretionary basis.
Andrew F
Series 65, Series 66
Tempe, AZ
Cadence Wealth Management, LLC
Andrew Ficarra is a financial advisor at Cadence Wealth Management, LLC in Tempe, AZ, with 11 years of industry experience. He holds Series 65 and Series 66 licenses and has worked previously at firms including Merrill, TD Ameritrade, THE Vanguard Group, LPL Financial, and Signature Resources Capital Management. Cadence Wealth Management serves individual and high-net-worth clients, offering investment supervisory services, financial planning, and retirement plan consulting. The firm uses a combination of modern portfolio theory, fundamental analysis, and tactical asset allocation, managing primarily non-discretionary accounts.
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