Caiman Capital Group LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Caiman Capital Group is a Texas‑registered investment adviser that offers portfolio management and investment analysis to individuals, high‑net‑worth clients, and qualified clients. The firm’s brochure indicates it can serve a range of account types, but it currently reports no discretionary or non‑discretionary assets under management and no active client relationships.
The firm’s investment process blends quantitative models with fundamental, technical, cyclical, and economic analysis, and it implements investment decisions on a discretionary basis while noting model outputs are weighed alongside professional judgment. Caiman conducts ongoing reviews of performance and portfolio exposures and places trades through qualified custodians rather than acting as custodian itself.
Noteworthy aspects include operation by a single principal who also serves as the firm’s chief compliance officer and a stated background emphasis on preferred equity, hybrid securities, and factor‑based strategies. The brochure also discloses the availability of performance‑based fee arrangements for vetted qualified clients with a hurdle and high‑water mark, a refusal to accept commissions or soft‑dollar benefits, and an absence of proprietary funds, features that can be uncommon for a small, state‑registered manager.
Client services
Expertise
Fee options
Up to 1% annually, negotiable depending on account value and complexity
For Qualified Clients (≥ $1,100,000 AUM or net worth ≥ $2,200,000), up to 0.5% AUM plus 15% of capital appreciation above 8% annual hurdle with high-water mark; fees negotiable
Account minimum: $250,000 (waivable at Advisor's discretion) Fee-only: Up to 1% annually of assets under management, negotiable; performance fees separate
Main office
Houston TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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