A complete list of active advisors currently associated with Cain, Watters & Associates, LLC

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Cain, Watters & Associates, LLC provides financial planning, retirement planning and investment management to individuals, trustees and plan sponsors, with a particular practice focus on dental healthcare professionals. Its service set includes comprehensive financial planning, ERISA plan advisory, pooled trust offerings, unified managed accounts (UMA), separately managed accounts (SMA), donor‑advised fund management and referrals to tax and accounting specialists. The firm deploys both discretionary and non‑discretionary solutions across multiple platforms, including pooled collective investment funds offered through its affiliated national bank and model‑based UMAs supported by an affiliated model and technology provider. It also uses third‑party model managers and tools such as OSAM’s CANVAS® for tax‑loss harvesting and provides ongoing trustee‑ and participant‑level advisory for retirement plans. Noteworthy features disclosed in the brochure include formal affiliations with a bank and with related investment and broker‑dealer entities (T Bank, Tectonic and Sanders Morris) and an affiliated accounting practice (CWA Tax and Accounting / CFO Ortho), which the firm identifies as relevant to its recommendations. The brochure also shows that a substantial portion of its assets are managed on a non‑discretionary basis (roughly $2.65 billion of about $5.04 billion as of 12/31/2025) and describes specialized services for practice transition and DSO matters for dentists through affiliated entities such as 7 Pillars and NDP.

To learn more about the advisors currently working at Cain, Watters & Associates, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

You can also browse Cain, Watters & Associates, LLC's office locations.