Calabazas Creek Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Calabazas Creek Advisors is a state‑registered independent investment adviser that provides discretionary portfolio management to individuals, high‑net‑worth clients, trusts, and other entities. The firm manages approximately $1.0 million in client assets, charges asset‑based (percentage‑of‑AUM) fees, and does not provide financial planning or participate in wrap‑fee programs.
The firm implements a proprietary Dynamic Asset Allocation Strategy driven by quantitative research and machine‑assisted learning, primarily using exchange‑traded products with monthly rebalancing; typical portfolios hold one to five positions and are generally more than 90% invested. Investment decisions are algorithmically derived from momentum and other quantitative signals, may include leveraged ETPs at times, and are managed on a discretionary basis with in‑house backtesting across public and private macro/micro datasets.
Noteworthy features include a licensing arrangement in which Calabazas Creek provides limited trade data from its model portfolio to third‑party advisers for marketing purposes, and the firm explicitly bears its own research costs rather than relying on soft‑dollar arrangements. The firm emphasizes its machine‑learning and portfolio‑management expertise at the principal level and has stated it is not accepting new separately managed account clients as of January 2020.
Client services
Expertise
Fee options
Up to 2% per year, calculated and payable daily in arrears; fees are negotiable and may be waived or modified
Account minimum: $250,000
Main office
San Jose CA
Advisors at this office
1
Most active in
California
Also doing business as
Calabazas Creek Advisors, LLC · Lee, Han Chung
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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