Caldwell Fairfield Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Caldwell Fairfield Advisors provides financial planning and consulting services to individuals, business entities, trusts, estates and charitable organizations, including non-investment advice such as tax and estate planning. The firm does not provide investment supervisory or discretionary management itself; when clients seek ongoing investment management it recommends independent investment advisers for implementation.
In practice the firm acts in a promoter/referral role by recommending independent managers and expressly discloses that it will not supervise or review those managers and that clients must seek recourse directly from the selected manager for any disputes. For its planning and consulting engagements the firm typically charges hourly fees and may require a portion of fees paid in advance; it also discloses that it may receive referral fees from investment managers, paid from the manager’s fees and disclosed to clients.
Notable aspects disclosed in the brochure include an affiliation with a certified public accounting firm owned by the firm’s principal, which may provide accounting and tax services to clients and may recommend the adviser, and an ownership-related distribution interest tied to that affiliation. The firm also does not use percentage-of-assets-under-management fees, does not custody client assets, and emphasizes selecting other advisers rather than providing direct portfolio management, which are features less common among firms in the investment-manager category.
Client services
Expertise
Fee options
Generally $550.00 per hour, negotiable depending on level and scope of services
Fee-only: Generally $550.00 on an hourly basis, negotiable depending on scope and professional
Main office
155 Passaic Avenue, Suite 370
Fairfield NJ 07004
Advisors at this office
1
Most active in
New Jersey
Also doing business as
Caldwell Fairfield Advisors · Jay H.Weinberg Investment Advisor,LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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