Calidris Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$39,502,093
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
39
54% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
39
HighAverage account size
$1,012,874
About
Calidris Financial provides discretionary asset management, comprehensive financial planning (both one‑time and ongoing), and consulting to individuals, high‑net‑worth clients, business entities and employer‑sponsored retirement plans. The firm explicitly offers ERISA plan services and can serve as either a limited‑scope 3(21) advisor or a full discretionary 3(38) investment manager for retirement plans.
Investment programs are tailored to clients’ objectives and risk tolerance and are constructed using fundamental and technical analysis, Monte Carlo planning, and a mix of passive, active and factor‑based strategies; the firm may also employ options, derivatives, hedged equity or managed‑futures approaches where appropriate. Calidris commonly implements portfolios through Envestnet’s Third‑Party Strategist network and may appoint sub‑advisors to execute agreed models while retaining overall discretionary authority.
Compared with many independent advisers, Calidris places a distinct emphasis on pension consulting and ERISA fiduciary roles alongside servicing high‑net‑worth clients rather than broad retail non‑HNW individual accounts. The firm routes client accounts through third‑party strategist platforms, discloses referral arrangements with TPMs and sub‑advisors, and does not vote client proxies (clients receive proxy materials directly).
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Retirement income strategy
Long-term care insurance
Tax-loss harvesting
Options & derivatives strategies
Active portfolio management
Occupation focus
Founder/Business Owner
Retired
Fee options
Financial planning flat fees range from $3,000 to $25,000 based on complexity; ongoing financial planning fees range from $1,750 to $25,000 annually, payable semi-annually.
$0+: 0.75% annually for assets up to $5,000,000 Over $5,000,000+: 0.50% annually for assets over $5,000,000
$360 per hour for financial consulting services
Main office location
Calidris Financial, LLC
677 King Street, Floor 3
Charleston SC 29403, United States
Number of offices
1
Most active in
Calidris Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut · New Jersey · New York · South Carolina · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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