Calisi Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$74,048,977
Clients
109
35% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
109
Very HighAverage account size
$679,348
About
Calisi Wealth Management is a small independent registered investment adviser that provides fee‑based discretionary portfolio management and comprehensive financial planning for individuals as well as pension and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. The firm explicitly offers qualified retirement plan consulting and participant fiduciary advice under ERISA in addition to its retail advisory services.
The firm follows a tactical allocation approach and practices custom, discretionary management using fundamental, technical, and cyclical analysis across a broad investable universe, including exchange‑listed securities, ETFs, options, OTC securities, and partnership interests. It may recommend cash positions as hedges, adjust sector weightings, harvest gains or losses, and, when appropriate, refer clients to or use third‑party money managers or TAMP sub‑advisors for model or managed account strategies.
Notable distinctions include a close affiliation with accounting and tax services: the firm’s principal is a licensed CPA who also provides tax, accounting, and business consulting and reports spending a majority of time in those activities, an arrangement the brochure highlights and discloses as a potential conflict. The combination of institutional pension consulting and participant fiduciary advice alongside individualized portfolio management, together with the firm’s written disclosures, separate agreements, and an adopted Code of Ethics to address conflicts, differentiates its service mix from many independent peers.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Annuities
Options & derivatives strategies
Real estate investing
Occupation focus
Founder/Business Owner
Fee options
$0+: Approximately 1.0% to 1.25% per annum for clients not using sub-advisors/unaffiliated managers $0+: Up to 2.5% per annum cumulative fees including Calisi Wealth Management and any third-party manager, depending on strategy complexity and account size
Separate typical commissions for insurance products and securities transactions when acting as registered representative; no advisory fee on these products
Fee-only: Annual management fee payable monthly or quarterly, in advance or arrears, averaging approximately 1.0% to 1.25% per annum for standard accounts; fees may be up to 2.5% per annum including third-party managers
Main office location
Calisi Wealth Management
8727 S Priest Dr., Ste 103
Tempe AZ 85284, United States
Number of offices
3
Most active in
Calisi Wealth Management has reported serving >5 clients in these states in the last 12 months.
Arizona · California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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