Boca Raton, FL Office

Team
Updated today
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Cambridge Investment Research Advisors

Institution

Firm-wide stats for Cambridge Investment Research Advisors

Total advisors

3,911

Across 2,197 offices

Clients per advisor

91 Typical

Avg AUM per client

$378,281 Low

HNW client ratio

13% Typical

About

Cambridge Investment Research Advisors, Inc. serves a broad mix of individual and institutional clients — including pension and charitable organization clients — by providing financial planning, ongoing investment management, retirement-plan advisory, and wrap-fee programs. The firm operates through thousands of Financial Professionals and manages a multi‑billion dollar asset base while offering account implementation across multiple platforms and custodians.

The firm supports both discretionary and non‑discretionary management via platforms described in the brochure (CMAP, FlexMAP and the WealthPort wrap program), offers access to unaffiliated third‑party advisers and sub‑advisors, and maintains proprietary model strategies under the Founders Gate Capital brand. The brochure also notes some Financial Professionals offer tactical services such as market‑timing strategies and that a subset of advisers maintain outside professional practices (including accounting and legal services) and may refer clients to those practices.

Notable distinctions in the brochure include the firm’s development and distribution of affiliated model strategies (Founders Gate Capital), with disclosed strategist fees and related conflict‑of‑interest procedures, and detailed governance around platform and third‑party relationships. The brochure also discloses recent regulatory matters — including an SEC consent with restitution and penalties totaling approximately $13.2 million (2025) and a Delaware consent order with penalties and restitution of about $1.05 million (2026) — and describes supervisory and procedural changes the firm has put in place.

Based on Cambridge Investment Research Advisors

Expertise

Annuities Retirement plans for business owners (SEP, solo 401k)

Based on Cambridge Investment Research Advisors

Location

Boca Raton FL

Advisors at this office

4

Advisors at this office

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Gary F

Series 63, Series 65

Boca Raton, FL

Cambridge Investment Research Advisors

Gary Fox is a financial advisor with Cambridge Investment Research Advisors in Boca Raton, Florida, holding Series 63 and Series 65 credentials and 40 years of industry experience. He previously worked at FCG Advisors, LLC for 20 years before joining Cambridge in 2020. Outside of his advisory role, Fox serves as a board member of a charitable organization and holds leadership positions in local community associations. Cambridge Investment Research Advisors serves a diverse client base including individual, pension, and charitable organization clients by providing financial planning, investment management, retirement-plan advisory, and wrap-fee programs. The firm operates through thousands of financial professionals, manages a multi-billion dollar asset base, and offers various platforms for discretionary and non-discretionary management along with proprietary model strategies.

Annuities Retirement plans for business owners (SEP, solo 401k)
user avatar

Robert C

Series 66

Boca Raton, FL

Cambridge Investment Research Advisors

Robert Chen is a financial advisor at Cambridge Investment Research Advisors with 21 years of industry experience. He holds the Series 66 designation and has worked at firms including SagePoint Financial, Inc. and Princor Financial Services Corporation. Chen is also president of RMC Wealth Strategics & Financial Services LLC, an outside business activity noted in his SEC filings. Cambridge Investment Research Advisors serves individual and institutional clients by providing financial planning, investment management, retirement-plan advisory, and wrap-fee programs. The firm manages a multi-billion dollar asset base and offers both discretionary and non-discretionary management through multiple platforms.

Annuities Retirement plans for business owners (SEP, solo 401k)
user avatar

Thomas A

Series 63, Series 65

Boca Raton, FL

Cambridge Investment Research Advisors

Thomas Arcuik is a financial advisor with Cambridge Investment Research Advisors, holding Series 63 and Series 65 credentials and bringing 46 years of industry experience. His previous roles include extensive tenure at Cantella & Co., Inc. and Raymond James Financial Services, Inc. based in Boca Raton, FL. Cambridge Investment Research Advisors, Inc. serves a diverse client base that includes individual investors and institutional entities such as pension and charitable organizations, providing financial planning, investment management, retirement-plan advisory, and wrap-fee programs. The firm offers both discretionary and non-discretionary management through multiple platforms and maintains proprietary model strategies under the Founders Gate Capital brand.

Annuities Retirement plans for business owners (SEP, solo 401k)
user avatar

Donald H

Series 65

Boca Raton, FL

Cambridge Investment Research Advisors

Donald Harivel is a Series 65-credentialed financial advisor with 43 years of industry experience. He is currently with Cambridge Investment Research Advisors, having joined in 2026, and previously worked at firms including LPL Financial, Grove Point Investments, and Sii Investments. Cambridge Investment Research Advisors, Inc. serves a diverse client base of individual and institutional investors, offering financial planning, investment management, retirement-plan advisory, and wrap-fee programs. The firm manages a multi-billion dollar asset base through thousands of financial professionals and supports both discretionary and non-discretionary management across multiple platforms.

Annuities Retirement plans for business owners (SEP, solo 401k)
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