Clarksburg, WV 607 E Pike St Office
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Cambridge Investment Research Advisors
Institution
Firm-wide stats for Cambridge Investment Research Advisors
About
Cambridge Investment Research Advisors, Inc. serves a broad mix of individual and institutional clients — including pension and charitable organization clients — by providing financial planning, ongoing investment management, retirement-plan advisory, and wrap-fee programs. The firm operates through thousands of Financial Professionals and manages a multi‑billion dollar asset base while offering account implementation across multiple platforms and custodians.
The firm supports both discretionary and non‑discretionary management via platforms described in the brochure (CMAP, FlexMAP and the WealthPort wrap program), offers access to unaffiliated third‑party advisers and sub‑advisors, and maintains proprietary model strategies under the Founders Gate Capital brand. The brochure also notes some Financial Professionals offer tactical services such as market‑timing strategies and that a subset of advisers maintain outside professional practices (including accounting and legal services) and may refer clients to those practices.
Notable distinctions in the brochure include the firm’s development and distribution of affiliated model strategies (Founders Gate Capital), with disclosed strategist fees and related conflict‑of‑interest procedures, and detailed governance around platform and third‑party relationships. The brochure also discloses recent regulatory matters — including an SEC consent with restitution and penalties totaling approximately $13.2 million (2025) and a Delaware consent order with penalties and restitution of about $1.05 million (2026) — and describes supervisory and procedural changes the firm has put in place.
Expertise
Location
607 E Pike St
Clarksburg WV 26301
Advisors at this office
2
Advisors at this office
John H
Series 63, Series 65
Clarksburg, WV
Cambridge Investment Research Advisors
John Halterman is a financial advisor with Cambridge Investment Research Advisors, Inc., holding Series 63 and Series 65 licenses and over 31 years of industry experience. He has worked at Cambridge Investment Research Advisors since 2014 and has been affiliated with Franklin Life Insurance Company since 1992. Outside of his advisory role, he serves as president of Gorilla Youth and the Clarksburg Columbian Club and is a board member of Harrison County Student Achievement and the FBI Citizen’s Academy Alumni Association. Cambridge Investment Research Advisors serves individual and institutional clients, including pension and charitable organizations, by providing financial planning, investment management, retirement-plan advisory, and wrap-fee programs. The firm supports both discretionary and non-discretionary management across multiple platforms and offers proprietary model strategies under the Founders Gate Capital brand.
Ryan G
Series 66
Clarksburg, WV
Cambridge Investment Research Advisors
Ryan Grogg is a financial advisor with Cambridge Investment Research Advisors, holding a Series 66 designation and having two years of industry experience. Prior to his current role, he worked at Bankers Life Insurance Company and has experience in event bartending and hospitality. He serves as a board member for the West Virginia Enduro Series. Cambridge Investment Research Advisors serves a broad mix of individual and institutional clients, offering financial planning, investment management, and retirement-plan advisory services. The firm operates through thousands of financial professionals and employs multiple investment platforms, including proprietary model strategies under the Founders Gate Capital brand.
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