Greenwood Village, CO S Quebec St. Office
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Cambridge Investment Research Advisors
Institution
Firm-wide stats for Cambridge Investment Research Advisors
About
Cambridge Investment Research Advisors is a large SEC-registered adviser that serves a broad mix of clients—individuals (including both non-HNW and high-net-worth clients), pension and profit‑sharing plans, charitable organizations, trusts and estates, and other retirement-plan sponsors—by offering financial planning, investment management, retirement plan advisory, and financial-wellness services. Services are delivered through a network of independent Financial Professionals and include direct portfolio management, wrap-fee programs (WealthPort), model-based solutions, and referrals to approved third‑party managers.
Investment implementation is offered across multiple custody and platform arrangements (CMAP, FlexMAP, WealthPort, UMA/CAAP) and can be either discretionary or non‑discretionary, with Financial Professionals tailoring strategies to client objectives. The firm maintains both proprietary model strategies under the Founders Gate Capital brand and access to unaffiliated strategists, and the brochure notes that some advisers use tactical approaches and, in a minority of cases, market‑timing services rather than only buy‑and‑hold allocations.
Noteworthy, and less common among peer institutions, is Cambridge’s explicit disclosure of affiliated‑strategy economics and related conflict‑of‑interest controls for Founders Gate Capital, along with documented advisor business relationships that include Financial Professionals who are attorneys or CPAs and may provide or refer legal and accounting services. The brochure also details institutional features tied to the firm’s scale—advisor transition loans/grants and equity participation arrangements, FDIC sweep options, and formal compliance and supervisory processes—which can materially shape how recommendations are selected and implemented.
Expertise
Location
5600 S Quebec St., Ste. 141 B
Greenwood Village CO 80111
Advisors at this office
3
Advisors at this office
Paul L
Series 63, Series 65
Greenwood Village, CO
Cambridge Investment Research Advisors
Paul Levett is a financial advisor with Cambridge Investment Research Advisors, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. He has worked with Cambridge Investment Research Advisors since 2020 and previously with Cambridge Investment Research, Inc. since 2008. Levett is also the owner of Legacy Benefit Services, a third-party administrator for retirement plans, and is active as an independent insurance agent. Cambridge Investment Research Advisors is an SEC-registered firm serving a diverse client base, including individuals, retirement plans, charitable organizations, and trusts. The firm offers financial planning, investment management, and retirement plan advisory services through a network of independent professionals, with multiple investment platforms and both discretionary and non-discretionary strategy implementations.
Scott T
Series 63, Series 65, Series 66
Greenwood Village, CO
Cambridge Investment Research Advisors
Scott Tschappat is a financial advisor with Cambridge Investment Research Advisors, holding Series 63, 65, and 66 designations and has 27 years of industry experience. He has been with Cambridge Investment Research Advisors since 2012 and has also been self-employed since 2002. Outside of his advisory role, he is involved as a basketball coach. Cambridge Investment Research Advisors serves a wide range of clients, including individuals, retirement plans, and charitable organizations, providing financial planning, investment management, and retirement plan advisory services through a network of independent financial professionals. The firm offers multiple investment platforms and proprietary as well as third-party model strategies, with an approach that allows customization to client objectives.
Matthew L
Series 66
Greenwood Village, CO
Cambridge Investment Research Advisors
Matthew Levett is a financial advisor with Cambridge Investment Research Advisors, holding a Series 66 credential and two years of industry experience. His prior work includes roles at Cambridge Investment Research Inc. and community involvement with Gallatin Valley YMCA. Cambridge Investment Research Advisors is an SEC-registered adviser serving a wide range of clients, including individuals, pension plans, charitable organizations, and trusts. The firm offers financial planning, investment management, and retirement plan advisory services through a network of independent professionals using various portfolio management strategies and platform arrangements.
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