Moon Township, PA Marketplace Avenue Office

Team
Updated today
Cambridge Investment Research Advisors logo

Cambridge Investment Research Advisors

Institution

Firm-wide stats for Cambridge Investment Research Advisors

Total advisors

3,911

Across 2,198 offices

Clients per advisor

91 Typical

Avg AUM per client

$378,281 Low

HNW client ratio

13% Typical

About

Cambridge Investment Research Advisors, Inc. serves a broad mix of individual and institutional clients — including pension and charitable organization clients — by providing financial planning, ongoing investment management, retirement-plan advisory, and wrap-fee programs. The firm operates through thousands of Financial Professionals and manages a multi‑billion dollar asset base while offering account implementation across multiple platforms and custodians.

The firm supports both discretionary and non‑discretionary management via platforms described in the brochure (CMAP, FlexMAP and the WealthPort wrap program), offers access to unaffiliated third‑party advisers and sub‑advisors, and maintains proprietary model strategies under the Founders Gate Capital brand. The brochure also notes some Financial Professionals offer tactical services such as market‑timing strategies and that a subset of advisers maintain outside professional practices (including accounting and legal services) and may refer clients to those practices.

Notable distinctions in the brochure include the firm’s development and distribution of affiliated model strategies (Founders Gate Capital), with disclosed strategist fees and related conflict‑of‑interest procedures, and detailed governance around platform and third‑party relationships. The brochure also discloses recent regulatory matters — including an SEC consent with restitution and penalties totaling approximately $13.2 million (2025) and a Delaware consent order with penalties and restitution of about $1.05 million (2026) — and describes supervisory and procedural changes the firm has put in place.

Based on Cambridge Investment Research Advisors

Expertise

Annuities Retirement plans for business owners (SEP, solo 401k)

Based on Cambridge Investment Research Advisors

Location

501 Marketplace Avenue, Ste. 201

Moon Township PA 15108

Advisors at this office

7

Advisors at this office

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Arthur H

Series 66

Moon Township, PA

Cambridge Investment Research Advisors

Arthur Hazen Jr. is a financial advisor with Cambridge Investment Research Advisors and holds the Series 66 designation. He has 24 years of industry experience and has worked at several firms, including BPU Investment Management Inc. and Invest Financial Corporation, before joining Cambridge in 2013. Hazen also serves as a board member and secretary at BBBS of Greater Pittsburgh, a nonprofit organization. Cambridge Investment Research Advisors serves a diverse client base including individual and institutional clients, offering financial planning, investment management, retirement-plan advisory, and wrap-fee programs. The firm provides access to multiple platforms and custodians, supports both discretionary and non-discretionary management, and offers proprietary model strategies under the Founders Gate Capital brand.

Annuities Retirement plans for business owners (SEP, solo 401k)
user avatar

Christopher W

CFA®, Series 63

Moon Township, PA

Cambridge Investment Research Advisors

Christopher Wiles is a CFA® charterholder with 17 years of industry experience. He has been with Cambridge Investment Research Advisors since 2020 and previously worked at The Ayco Company, L.P./Mercer Allied, Rockhaven Capital Management, and Strong Capital Management Inc. He serves as a board member of the Mt. Lebanon Pension Investment Board. Cambridge Investment Research Advisors serves individual and institutional clients, including pension and charitable organizations, offering financial planning, investment management, and retirement-plan advisory services through multiple platforms and proprietary model strategies.

Annuities Retirement plans for business owners (SEP, solo 401k)
user avatar

Anna H

Series 66

Moon Township, PA

Cambridge Investment Research Advisors

Anna Haney is a Series 66-licensed financial advisor with Cambridge Investment Research Advisors who has 14 years of industry experience. She has been with Cambridge Investment Research Advisors since 2016 and is also affiliated with Medallion Wealth Management and Cambridge Investment Research, Inc. Outside of her advisory roles, she sells homemade crafts online through an Etsy shop. Cambridge Investment Research Advisors serves a diverse client base that includes individuals, institutions, pension plans, and charitable organizations. The firm offers financial planning, investment management, retirement-plan advisory, and wrap-fee programs, operating across multiple platforms and custodians while providing access to proprietary model strategies and third-party advisers.

Annuities Retirement plans for business owners (SEP, solo 401k)
user avatar

Donna C

Series 63, Series 65

Moon Township, PA

Cambridge Investment Research Advisors

Donna Cheswick is a financial advisor at Cambridge Investment Research Advisors with 37 years of industry experience. She holds Series 63 and Series 65 licenses and has been with Cambridge and its affiliated entities since 2013. Outside of her advisory role, she is the managing member of Cheswick Divorce Solutions LLC, serves as a board member of the Collaborative Law Association of Southwestern Pennsylvania, and volunteers as an ambassador for the Institute for Divorce Financial Analysts. Cambridge Investment Research Advisors, Inc. serves a diverse client base including individual, pension, and charitable organizations by offering financial planning, investment management, retirement-plan advisory, and wrap-fee programs through a broad network of financial professionals. The firm manages a multi-billion dollar asset base and provides both discretionary and non-discretionary management across multiple platforms, alongside proprietary strategies under the Founders Gate Capital brand.

Annuities Retirement plans for business owners (SEP, solo 401k)
user avatar

Joshua M

Series 66

Moon Township, PA

Cambridge Investment Research Advisors

Joshua Mounce is a Series 66 licensed financial advisor with six years of industry experience. He is currently with Cambridge Investment Research Advisors and has previously worked at Raymond James Financial Services and Citizens Securities, among others. In addition to his advisory role, he operates as an independent insurance agent. Cambridge Investment Research Advisors serves a diverse client base including individuals and institutions such as pension and charitable organizations. The firm offers financial planning, investment management, retirement-plan advisory, and wrap-fee programs through multiple platforms and a network of thousands of financial professionals.

Annuities Retirement plans for business owners (SEP, solo 401k)
user avatar

Michael D

Series 63, Series 66

Moon Township, PA

Cambridge Investment Research Advisors

Michael Dichiazza is a financial advisor with Cambridge Investment Research Advisors, holding Series 63 and Series 66 licenses and bringing 22 years of industry experience. He has worked at Cambridge Investment Research Advisors since 2013 and previously held positions at BPU Investment Management Inc., LPL Financial, and Invest Financial Corporation. Dichiazza serves as a board member and vice president at Medallion Wealth Management and is also a board member of Hearth Ameritas. Cambridge Investment Research Advisors serves a diverse client base, including individuals, institutions, pension funds, and charitable organizations. The firm offers financial planning, investment management, and retirement-plan advisory services through multiple platforms and proprietary strategies, managing a multi-billion dollar asset base.

Annuities Retirement plans for business owners (SEP, solo 401k)
user avatar

Theresa H

Series 63, Series 65

Moon Township, PA

Cambridge Investment Research Advisors

Theresa Hutchinson is a financial advisor with Cambridge Investment Research Advisors who holds Series 63 and Series 65 designations and has 34 years of industry experience. She has been with Cambridge Investment Research Advisors since 2017 and also has experience with Cambridge Investment Research, Inc. since 2013. Outside of her advisory role, she is involved with Medallion Wealth Management, where she works with credit union clients on fixed income products and insurance-related services. Cambridge Investment Research Advisors serves a diverse client base including individuals, institutions, pension plans, and charitable organizations, providing financial planning, investment management, and retirement-plan advisory services. The firm offers both discretionary and non-discretionary management through multiple platforms and proprietary model strategies, supporting a multi-billion dollar asset base.

Annuities Retirement plans for business owners (SEP, solo 401k)
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