Omaha, NE Office

Team
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Cambridge Investment Research Advisors

Institution

Firm-wide stats for Cambridge Investment Research Advisors

Total advisors

3,909

Across 2,200 offices

Clients per advisor

91 Typical

Avg AUM per client

$378,281 Low

HNW client ratio

13% Typical

About

Cambridge Investment Research Advisors is a large SEC-registered adviser that serves a broad mix of clients—individuals (including both non-HNW and high-net-worth clients), pension and profit‑sharing plans, charitable organizations, trusts and estates, and other retirement-plan sponsors—by offering financial planning, investment management, retirement plan advisory, and financial-wellness services. Services are delivered through a network of independent Financial Professionals and include direct portfolio management, wrap-fee programs (WealthPort), model-based solutions, and referrals to approved third‑party managers.

Investment implementation is offered across multiple custody and platform arrangements (CMAP, FlexMAP, WealthPort, UMA/CAAP) and can be either discretionary or non‑discretionary, with Financial Professionals tailoring strategies to client objectives. The firm maintains both proprietary model strategies under the Founders Gate Capital brand and access to unaffiliated strategists, and the brochure notes that some advisers use tactical approaches and, in a minority of cases, market‑timing services rather than only buy‑and‑hold allocations.

Noteworthy, and less common among peer institutions, is Cambridge’s explicit disclosure of affiliated‑strategy economics and related conflict‑of‑interest controls for Founders Gate Capital, along with documented advisor business relationships that include Financial Professionals who are attorneys or CPAs and may provide or refer legal and accounting services. The brochure also details institutional features tied to the firm’s scale—advisor transition loans/grants and equity participation arrangements, FDIC sweep options, and formal compliance and supervisory processes—which can materially shape how recommendations are selected and implemented.

Based on Cambridge Investment Research Advisors

Expertise

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities

Based on Cambridge Investment Research Advisors

Occupation focus

Self-Employed

Based on Cambridge Investment Research Advisors

Location

Omaha NE

Advisors at this office

5

Advisors at this office

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Joseph J

ChFC®, Series 63, Series 65

Omaha, NE

Cambridge Investment Research Advisors

Joseph John is a financial advisor with Cambridge Investment Research Advisors, holding the ChFC® designation and Series 63 and 65 licenses. He has 36 years of industry experience and has worked at Cambridge since 2011. John also serves as an independent insurance agent and holds a vice president role with various independent insurance companies. Cambridge Investment Research Advisors is an SEC-registered firm serving a diverse client base, including individuals, pension plans, charitable organizations, and trusts. The firm offers financial planning, investment management, and retirement plan advisory services through a network of independent professionals, providing various portfolio management options and proprietary model strategies.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities Self-Employed
user avatar

Keith D

ChFC®, Series 63, Series 65

Omaha, NE

Cambridge Investment Research Advisors

Keith Deras is a financial advisor at Cambridge Investment Research Advisors with the ChFC® designation and over 44 years of industry experience. He previously worked at Massmutual and MML Investors Services, Inc. from 1996 to 2020. Deras serves as a board member of the Omaha Estate Planning Committee and holds leadership roles in several local organizations including The Harry A Koch Company and various community finance and educational endowment boards. Cambridge Investment Research Advisors is a large SEC-registered firm that serves a diverse client base including individuals, pension and profit-sharing plans, charitable organizations, and trusts. The firm offers financial planning, investment management, retirement plan advisory, and financial wellness services through a network of independent Financial Professionals using a variety of portfolio management strategies and custody platforms.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities Self-Employed
user avatar

Ronald S

Series 63, Series 66

Omaha, NE

Cambridge Investment Research Advisors

Ronald Sigler is a financial advisor with Cambridge Investment Research Advisors in Omaha, NE, holding Series 63 and Series 66 licenses and bringing 27 years of industry experience. He has worked with Cambridge Investment Research Advisors since 2011 and is also involved with NorthStar Wealth Management LLC. Outside of his advisory work, Sigler serves as a director of Sigler Farms, Inc., an agricultural business. Cambridge Investment Research Advisors is a large SEC-registered firm serving a diverse client base, including individuals, retirement plans, charitable organizations, and trusts. The firm offers financial planning, investment management, and retirement advisory services through independent Financial Professionals, providing tailored strategies across multiple platforms and notable proprietary and third-party model options.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities Self-Employed
user avatar

Zachary L

Series 63, Series 66

Omaha, NE

Cambridge Investment Research Advisors

Zachary Lind is a financial advisor at Cambridge Investment Research Advisors with nine years of industry experience. He holds Series 63 and Series 66 credentials and has been with Cambridge since 2017. Outside of his advisory role, Lind is involved in ownership and board positions related to surgery centers and human resources ventures. Cambridge Investment Research Advisors serves a diverse client base including individuals, pension plans, and charitable organizations, delivering tailored financial planning and investment management services through a large network of independent professionals.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities Self-Employed
user avatar

Benjamin S

Series 66

Omaha, NE

Cambridge Investment Research Advisors

Benjamin Siedlik is a financial advisor with Cambridge Investment Research Advisors in Omaha, NE, holding a Series 66 designation and 11 years of industry experience. He previously worked at Securities America Inc for 11 years before joining Cambridge Investment Research Advisors in 2022. Cambridge Investment Research Advisors is a large SEC-registered firm serving a diverse client base including individuals, pension plans, charitable organizations, and trusts. The firm offers financial planning, investment management, and retirement plan advisory services delivered through a network of independent Financial Professionals using a variety of portfolio management and platform solutions.

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities Self-Employed
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