Roxboro, NC Semora Rd. Office
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Cambridge Investment Research Advisors
Institution
Firm-wide stats for Cambridge Investment Research Advisors
About
Cambridge Investment Research Advisors is a large SEC-registered adviser that serves a broad mix of clients—individuals (including both non-HNW and high-net-worth clients), pension and profit‑sharing plans, charitable organizations, trusts and estates, and other retirement-plan sponsors—by offering financial planning, investment management, retirement plan advisory, and financial-wellness services. Services are delivered through a network of independent Financial Professionals and include direct portfolio management, wrap-fee programs (WealthPort), model-based solutions, and referrals to approved third‑party managers.
Investment implementation is offered across multiple custody and platform arrangements (CMAP, FlexMAP, WealthPort, UMA/CAAP) and can be either discretionary or non‑discretionary, with Financial Professionals tailoring strategies to client objectives. The firm maintains both proprietary model strategies under the Founders Gate Capital brand and access to unaffiliated strategists, and the brochure notes that some advisers use tactical approaches and, in a minority of cases, market‑timing services rather than only buy‑and‑hold allocations.
Noteworthy, and less common among peer institutions, is Cambridge’s explicit disclosure of affiliated‑strategy economics and related conflict‑of‑interest controls for Founders Gate Capital, along with documented advisor business relationships that include Financial Professionals who are attorneys or CPAs and may provide or refer legal and accounting services. The brochure also details institutional features tied to the firm’s scale—advisor transition loans/grants and equity participation arrangements, FDIC sweep options, and formal compliance and supervisory processes—which can materially shape how recommendations are selected and implemented.
Expertise
Location
315 Semora Rd.
Roxboro NC 27573
Advisors at this office
4
Advisors at this office
Evan D
Series 66
Roxboro, NC
Cambridge Investment Research Advisors
Evan Dietz is a financial advisor with Cambridge Investment Research Advisors holding a Series 66 license and one year of industry experience. His prior experience includes roles at Northwestern Mutual Life Insurance Company and involvement with Scouting Heroes, a sports and fitness-related business. He is also employed at Horner Financial Services in paraplanning. Cambridge Investment Research Advisors is a large SEC-registered firm serving a diverse client base that includes individuals, pension plans, charitable organizations, and trusts. The firm offers financial planning, investment management, and retirement plan advisory services through independent financial professionals, utilizing a variety of portfolio management and model-based solutions tailored to client objectives.
Brittany A
ChFC®, Series 66
Roxboro, NC
Cambridge Investment Research Advisors
Brittany Ashworth is a financial advisor with Cambridge Investment Research Advisors, holding the ChFC® designation and Series 66 license, with 10 years of industry experience. She previously worked at Lincoln Financial Securities Corporation and has been associated with Horner Financial Services since 2015. Ashworth also serves as a Notary Public in Roxboro, North Carolina. Cambridge Investment Research Advisors is a large SEC-registered firm serving individuals, retirement plans, and charitable organizations through a network of independent Financial Professionals. The firm offers financial planning, investment management, and retirement plan advisory services, employing various portfolio management and model-based solutions tailored to client objectives.
William H
CFP®, Series 63
Roxboro, NC
Cambridge Investment Research Advisors
William Horner is a CFP® professional with 29 years of industry experience. He is currently with Cambridge Investment Research Advisors and has prior experience at Lincoln Financial Securities Corporation and Osaic FS, Inc. Horner serves on the board of Roxboro Community School and has operated as an independent insurance agent. Cambridge Investment Research Advisors is a large SEC-registered firm serving a diverse client base that includes individuals, pension plans, charitable organizations, and trusts. The firm offers financial planning, investment management, and retirement plan advisory services through a network of independent financial professionals using a variety of portfolio management and model-based solutions.
William H
ChFC®, Series 63, Series 65
Roxboro, NC
Cambridge Investment Research Advisors
William Horner is a financial advisor with Cambridge Investment Research Advisors, holding the ChFC® designation along with Series 63 and Series 65 licenses, and has 41 years of industry experience. His prior work includes roles at Lincoln Financial Securities and longstanding positions at GE Life and Annuity and Life of Virginia. He also operates an independent insurance agency, Horner Financial Services. Cambridge Investment Research Advisors serves a diverse client base, including individuals, pension plans, charitable organizations, and retirement-plan sponsors, providing financial planning, investment management, and retirement advisory services through a network of independent Financial Professionals. The firm offers multiple investment implementation platforms and maintains proprietary and third-party model strategies, with a focus on tailored client solutions and integrated institutional support.
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