Tempe, AZ S Lakeshore Dr. Office

Team
Updated today
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Cambridge Investment Research Advisors

Institution

Firm-wide stats for Cambridge Investment Research Advisors

Total advisors

3,911

Across 2,197 offices

Clients per advisor

91 Typical

Avg AUM per client

$378,281 Low

HNW client ratio

13% Typical

About

Cambridge Investment Research Advisors, Inc. serves a broad mix of individual and institutional clients — including pension and charitable organization clients — by providing financial planning, ongoing investment management, retirement-plan advisory, and wrap-fee programs. The firm operates through thousands of Financial Professionals and manages a multi‑billion dollar asset base while offering account implementation across multiple platforms and custodians.

The firm supports both discretionary and non‑discretionary management via platforms described in the brochure (CMAP, FlexMAP and the WealthPort wrap program), offers access to unaffiliated third‑party advisers and sub‑advisors, and maintains proprietary model strategies under the Founders Gate Capital brand. The brochure also notes some Financial Professionals offer tactical services such as market‑timing strategies and that a subset of advisers maintain outside professional practices (including accounting and legal services) and may refer clients to those practices.

Notable distinctions in the brochure include the firm’s development and distribution of affiliated model strategies (Founders Gate Capital), with disclosed strategist fees and related conflict‑of‑interest procedures, and detailed governance around platform and third‑party relationships. The brochure also discloses recent regulatory matters — including an SEC consent with restitution and penalties totaling approximately $13.2 million (2025) and a Delaware consent order with penalties and restitution of about $1.05 million (2026) — and describes supervisory and procedural changes the firm has put in place.

Based on Cambridge Investment Research Advisors

Expertise

Annuities Retirement plans for business owners (SEP, solo 401k)

Based on Cambridge Investment Research Advisors

Location

4500 S Lakeshore Dr., Ste. 500

Tempe AZ 85282

Advisors at this office

5

Advisors at this office

user avatar

Paula P

Series 65

Tempe, AZ

Cambridge Investment Research Advisors

Paula Przewlocki is a financial advisor at Cambridge Investment Research Advisors with 15 years of industry experience. She holds a Series 65 designation and has been with Cambridge since 2011. Additionally, she has been associated with Leighton Agency since 2007. Cambridge Investment Research Advisors serves a broad range of individual and institutional clients, offering financial planning, investment management, retirement-plan advisory, and wrap-fee programs. The firm supports both discretionary and non-discretionary management and offers proprietary model strategies alongside access to third-party advisers and sub-advisors.

Annuities Retirement plans for business owners (SEP, solo 401k)
user avatar

Michael P

Series 63, Series 66

Tempe, AZ

Cambridge Investment Research Advisors

Michael Przewlocki is a financial advisor with Cambridge Investment Research Advisors in Tempe, AZ, holding Series 63 and Series 66 licenses with 35 years of industry experience. He has been with Cambridge Investment Research Advisors since 2006 and with its related entity since 2004. Outside of advising, he is a notary public. Cambridge Investment Research Advisors serves a diverse client base including individuals, institutions, pension plans, and charitable organizations by offering financial planning, investment management, retirement-plan advisory, and wrap-fee programs. The firm provides both discretionary and non-discretionary management across multiple platforms, including proprietary model strategies under the Founders Gate Capital brand.

Annuities Retirement plans for business owners (SEP, solo 401k)
user avatar

Robert P

Series 63, Series 65

Tempe, AZ

Cambridge Investment Research Advisors

Robert Polley is a financial advisor at Cambridge Investment Research Advisors with 33 years of industry experience. He holds Series 63 and Series 65 designations and has been with Cambridge since 2013. Prior to that, he worked at Mutual Of Omaha Investor Services, Inc. from 2007 to 2013. Polley is also an independent insurance agent through Polley Financial Group, LLC. Cambridge Investment Research Advisors serves a diverse client base including individual and institutional clients, offering financial planning, investment management, retirement-plan advisory, and wrap-fee programs. The firm manages a multi-billion dollar asset base and operates through thousands of financial professionals using multiple platforms and custodians.

Annuities Retirement plans for business owners (SEP, solo 401k)
user avatar

Ronald P

Series 63, Series 65

Tempe, AZ

Cambridge Investment Research Advisors

Ronald Przewlocki is a financial advisor at Cambridge Investment Research Advisors with 42 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Cambridge Investment Research Advisors since 2006. He also works as an independent insurance agent for various companies. Cambridge Investment Research Advisors serves a diverse client base including individual, pension, and charitable organizations by providing financial planning, investment management, retirement-plan advisory, and wrap-fee programs. The firm supports discretionary and non-discretionary management, offers proprietary model strategies, and operates through thousands of financial professionals managing a multi-billion dollar asset base.

Annuities Retirement plans for business owners (SEP, solo 401k)
user avatar

James P

Series 66

Tempe, AZ

Cambridge Investment Research Advisors

James Przewlocki is a financial advisor at Cambridge Investment Research Advisors with six years of industry experience. He holds the Series 66 designation and has worked previously at Legacy Financial Group and as an independent contractor. Outside of financial advising, he is a freelance musician and owns a manufacturing business. Cambridge Investment Research Advisors serves a wide range of individual and institutional clients, including pension and charitable organizations, providing financial planning, investment management, retirement-plan advisory, and wrap-fee programs. The firm offers both discretionary and non-discretionary management across multiple platforms and custodians and manages a multi-billion dollar asset base.

Annuities Retirement plans for business owners (SEP, solo 401k)
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