Aspen, CO Office

The firm provides ongoing investment supervisory services and financial planning, and also advises on IRA rollovers and directs certain clients to third‑party money managers. Its client base includes individuals and high‑net‑worth individuals as well as pension/profit‑sharing plans and corporate or business entities.

Cane Capital Partners constructs an Investment Policy Statement for each client and offers both discretionary and non‑discretionary portfolio management, employing fundamental and cyclical analysis alongside long‑ and short‑term trading. The firm routinely uses options strategies (covered calls, short puts, long calls), margin transactions, and implements tailored options overlays and tax‑management techniques such as taxable swaps to manage exposure and tax outcomes.

Notably, the firm has a formal arrangement to engage an outside manager to implement customized options overlays and liquidity/tail‑risk hedging—an affiliation that is uncommon among similar team firms. In addition, several supervised persons maintain ownership interests in external real‑estate and operating businesses; these outside activities and the economic benefits the firm receives from custodians are disclosed and managed under the firm’s compliance policies.