A complete list of active advisors currently associated with Canopy Financial Solutions

Warmer can help you find a great advisor at Canopy Financial Solutions or one who fits your needs even better.

Canopy Financial Solutions provides discretionary portfolio management and fee-based financial planning to individuals (including high-net-worth clients), charitable organizations, and business entities. The firm reports managing about $9.13 million across roughly 21 client relationships and offers both one-time financial plans and ongoing monthly planning services. The firm documents client goals and constraints in individualized Investment Policy Statements and employs a mix of cyclical, fundamental, modern portfolio theory and quantitative analysis to construct portfolios. Its stated strategies range from long-term investing to short-term trading and include higher-risk techniques such as options, margin trading, short sales, ETFs, commodities and private placements, all of which the brochure highlights as carrying material risks. Several operational features distinguish the firm from many small independent advisors: it requires clients to use a specific introducing broker/custodian relationship (Altruist to Apex) and discloses that it does not aggregate trades across multiple client accounts, which can affect execution and pricing. The brochure also notes the principal’s outside consulting relationship with a law firm and the firm’s acceptance of soft-dollar benefits and institutional services, all of which are disclosed as potential sources of conflicts of interest.

To learn more about the advisors currently working at Canopy Financial Solutions, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.