A complete list of active advisors currently associated with Canton Hathaway LLC

Warmer can help you find a great advisor at Canton Hathaway LLC or one who fits your needs even better.

Canton Hathaway provides investment advisory services primarily to individuals, family groups, trusts and charitable organizations, and also serves pension plans and other institutional clients through an outsourced CIO arrangement. The firm offers separately managed portfolios, subadvisory services to other RIAs, and manages affiliated private investment vehicles on behalf of investors. Accounts are managed on an individualized, tax-aware basis using a combination of fundamental, technical and quantitative analysis and proprietary factor-based models to manage portfolio risk. Investment programs typically emphasize liquid equities, investment-grade fixed income built with a laddered approach, ETFs, and—where suitable for accredited investors—private placements and illiquid fund investments that are valued using listed valuation methodologies. Distinctive elements include the firm’s role as manager and general partner of affiliated private funds structured for single-project real estate or private equity investments, a capability that is uncommon for team-sized firms. The firm discloses relationships with third-party private-placement sponsors and related conflicts of interest, has a relatively concentrated client base by assets, and does not provide standalone financial planning services; it also disclosed and addressed a prior SEC censure related to delivery of Form CRS.

To learn more about the advisors currently working at Canton Hathaway LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.