Canty Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$238,409,435
Clients
443
Advisors
3
of 5 employees
About
Canty Financial Management serves individuals—including both high‑net‑worth and non‑HNW clients—as well as pension and profit‑sharing plans, trusts, estates, charitable organizations, and businesses. The firm provides discretionary portfolio management and financial planning and also offers tax services, including income tax preparation and tax planning.
Portfolios are constructed using asset‑allocation modeling and are implemented primarily with mutual funds and ETFs, with ongoing reviews and discretionary trading authority. The firm emphasizes tax‑aware management and uses a third‑party, rules‑based tax‑management overlay (55ip, LLC) that may cause portfolios to deviate from model allocations in pursuit of improved after‑tax outcomes.
A distinctive aspect of the firm is its accounting expertise—several supervised persons hold CPA credentials—and the integration of income tax preparation and tax advice with investment advisory services, a combination that is uncommon among peers. Canty Financial manages roughly $254 million in client assets and discloses that access to certain tax‑management services is facilitated by maintaining aggregate asset levels in select JPMorgan funds, while the firm retains fiduciary oversight of those third‑party services.
Client services
Expertise
Fee options
Project fees determined by breadth, depth, and nature of specific project (investment advice, tax preparation, tax planning, insurance review, estate planning)
$0 - $1,000,000: 1.00% annually Over $1,000,000+: 0.80% annually
$300 per hour for investment advice
Minimum fee: Minimum advisory fee of $500 annually Fee-only: Financial planning minimum fee of $1,000 for clients with less than $100,000 assets under management
Main office
20 Church Ave.
Ballston Spa NY 12020
Advisors at this office
3
Most active in
Florida · Massachusetts · New York
Also doing business as
Canty Financial Management, Inc. · Canty Wealth Management · Cfm Investment Advisors
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Edward C
CFP®, Series 65
Ballston Spa, NY
Canty Wealth Management
Edward Canty is a CFP® with nine years of experience in financial advising, currently serving at Canty Financial Management, Inc. He previously worked at the University of Tampa for two years. Canty is also a part owner and vice president of Investing Simple LLC, a financial blogging business that is unaffiliated with his advisory firm. Canty Financial Management serves individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and businesses. The firm provides discretionary portfolio management and financial planning with a focus on tax-aware strategies and integrates income tax preparation and advice alongside investment advisory services.
William C
CFP®, Series 63, Series 65
Ballston Spa, NY
Canty Wealth Management
William Canty is a CFP® with over 29 years of experience at Canty Financial Management, Inc., located in Ballston Spa, NY. He holds Series 63 and Series 65 licenses and has been with the firm since its founding in 1997. Canty Financial Management serves individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and businesses. The firm offers discretionary portfolio management, financial planning, and tax services, emphasizing tax-aware management and integrating income tax preparation with investment advisory services.
Joseph C
CFP®, Series 65
Ballston Spa, NY
Canty Wealth Management
Joseph Canty is a CFP® with one year of industry experience, currently serving as an advisor at Canty Financial Management, Inc. since 2019. He has also been affiliated with the University of Tampa since 2014. Canty Financial Management serves a diverse clientele, including individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and businesses. The firm offers discretionary portfolio management and financial planning with an emphasis on tax-aware strategies, combining investment advisory services with integrated income tax preparation and tax planning.
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