Canfield, OH Office

Capital A Wealth Management provides discretionary investment management and financial planning to a mix of individual clients (including high‑net‑worth households), foundations, trusts, estates, corporations and employer‑sponsored retirement plans; the firm’s ADV also indicates it serves state and municipal government clients. Services described in the brochure include portfolio management using mutual funds, ETFs, individual securities and standalone or integrated financial planning, with integrated tax and insurance services available through affiliated entities.

The firm describes a top‑down, macro‑driven approach that emphasizes tactical asset allocation, sector rotation and a relative growth/value framework, and it implements portfolios using both bespoke allocations and pre‑built models. Capital A also uses third‑party model managers and a platform arrangement with AE Wealth Management to provide model portfolios, reporting and administrative services, and it provides ERISA‑level retirement plan services including discretionary 3(38) management and participant investment advice.

Distinctive features noted in the ADV include Capital A’s role as sponsor of a wrap fee program and detailed third‑party relationships that support product distribution and marketing; the brochure discloses a $250,000 non‑forgivable loan from AE Wealth Management tied to maintaining that relationship and describes use of an insurance IMO and an affiliated tax preparation company. The firm also outlines broker‑dealer affiliations and marketing support arrangements (including business development and incentive compensation from third parties), which the ADV highlights as potential conflicts of interest the firm manages through disclosures and policies.