Capital Achievements, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$148,787,747
Clients
39
Advisors
1
of 1 employees
About
Capital Achievements provides investment management and financial planning to individuals, families and trusts, managing $154,649,204 in client assets across 39 accounts. Services described in the brochure include comprehensive planning (cash flow, debt management, retirement planning), tax-strategy integration and estate-plan coordination alongside portfolio implementation and ongoing account maintenance.
The firm offers active asset management centered on asset allocation, mutual fund/ETF selection and periodic rebalancing, with the ability to manage accounts on either a discretionary or non-discretionary basis. Unusually for an independent, single-advisor firm, roughly two-thirds of the firm’s AUM ($102,077,881 of $154,649,204) is managed on a non-discretionary basis while $52,571,323 is discretionary, so most trading requires client pre-approval.
Compared with peers, the practice is notable for its small client base relative to its asset size—implying a materially higher AUM per client—and for its solo-practitioner structure in which the principal also performs all supervisory duties. The firm also uses a single institutional custodian through Schwab’s advisor program and offers both integrated planning with ongoing management and separate hourly consulting, arrangements that may affect implementation and custodial relationships.
Client services
Expertise
Fee options
$0 - $5,000,000: 1.25% (CMS); 1.00% (CGS); 0.75% (CIS) $5,000,000 - $15,000,000: 1.00% (CMS); 0.80% (CGS); 0.50% (CIS) $15,000,000 - $25,000,000: 0.75% (CMS); 0.60% (CGS); 0.25% (CIS) $25,000,000+: 0.50% (CMS); 0.40% (CGS); 0.10% (CIS)
$475/hour for Financial Planning/Consulting outside scope of other services
Main office
Dallas TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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