A complete list of active advisors currently associated with Capital Advantage, Inc.
Warmer can help you find a great advisor at Capital Advantage, Inc. or one who fits your needs even better.
Capital Advantage, Inc. provides discretionary investment management and financial planning to individuals (including high-net-worth clients), trustees, retirement plans, charitable organizations and business entities, generally requiring a portfolio minimum of $500,000 (which may be waived in certain circumstances). The firm manages a multi-advisor team and oversees client portfolios on a discretionary basis, with financial planning services available upon request. Investment decisions combine fundamental and technical analysis and consider a range of macro indicators (e.g., interest rates, consumer confidence, money supply); portfolios may include mutual funds, ETFs, individual equities and fixed income, and Capital Advantage may allocate assets to unaffiliated independent managers for portions of client assets. The firm treats cash as an asset class, may use defensive cash positions or custodian sweep accounts when appropriate, and will implement ESG criteria only when specifically directed by a client. A notable feature of Capital Advantage is its use of third‑party referral arrangements: the firm discloses that it may compensate non‑employee solicitors or “promoters” by paying a portion of advisory fees and has historically received client referrals through Schwab, for which it continues to pay participation fees even after terminating participation in the Schwab referral service. The firm also discloses it receives support services and other economic benefits from custodians such as Schwab and Fidelity, and factors these relationships into its custodian recommendations.
To learn more about the advisors currently working at Capital Advantage, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
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