Capital Advisors Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Capital Advisors Wealth Management serves individual and high-net-worth clients as well as pension/profit-sharing plans and business entities, providing ongoing discretionary portfolio management and standalone financial planning. The firm prepares an individualized Investment Policy Statement for each client and implements portfolios across traditional securities and pooled vehicles.
CAWM uses a mix of charting, fundamental, technical and cyclical analysis to guide portfolio construction and may employ both long- and short-term trading techniques, including short sales, margin transactions, and options strategies, with discretionary authority to execute trades. The brochure notes these strategies carry material risk and that accounts are monitored and reviewed on an ongoing basis tied to clients’ circumstances and market conditions.
Compared with many peers, CAWM is a small, two-advisor firm managing a modest asset base across a limited number of client relationships, and it requires clients to use the firm’s recommended custodians rather than permitting client-directed brokerage. The firm does not participate in wrap fee programs, does not accept performance‑based fees, and discloses standard custody via fee deduction while offering block trading to aggregate transactions.
Client services
Expertise
Fee options
Financial Planning fixed fees between $400 and $7,500
2.00% annually
Hourly Financial Planning fees between $175 and $300
Account minimum: $100,000 Fee-only: Financial Planning fixed fees between $400 and $7,500; hourly fees between $175 and $300
Main office
Chattanooga TN
Advisors at this office
2
Most active in
Alabama · Georgia · Tennessee
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Lydia B
Series 65
Chattanooga, TN
Capital Advisors Wealth Management, LLC
Lydia Burroughs is a financial advisor at Capital Advisors Wealth Management, LLC with 14 years of industry experience and a Series 65 designation. She has been with Capital Advisors since 2011 and has a background that includes work at Intuit, Inc. in the TurboTax division. Capital Advisors Wealth Management provides investment supervisory services and financial planning to individuals, high-net-worth clients, pension and profit-sharing plans, and business entities. The firm employs a comprehensive investment approach combining charting, fundamental, technical, and cyclical analysis, managing client accounts on a discretionary basis with documented risk tolerances.
Stephen B
Series 63, Series 65
Chattanooga, TN
Capital Advisors Wealth Management, LLC
Stephen Burroughs is a financial advisor with Capital Advisors Wealth Management, LLC in Chattanooga, TN. He holds Series 63 and Series 65 licenses and has 23 years of industry experience. Burroughs has been with Capital Advisors since 1989 and with Capital Advisors Wealth Management since 2011. He is also an independent insurance agent for various companies. Capital Advisors Wealth Management provides investment supervisory services and financial planning to individuals, high-net-worth clients, pension and profit-sharing plans, and business entities. The firm manages assets directly using a combination of charting, fundamental, technical, and cyclical analysis, and employs active strategies such as short sales, margin, and options writing.
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