A complete list of active advisors currently associated with Capital Alliance Wealth Management

Warmer can help you find a great advisor at Capital Alliance Wealth Management or one who fits your needs even better.

Capital Alliance Wealth Management provides asset management, financial planning, and retirement plan consulting to a mix of individuals (including high-net-worth clients), trusts, estates, and business entities. Services include discretionary portfolio management of custodial accounts and written financial plans addressing tax planning, retirement, insurance, cash flow, and business financial planning. The firm employs a mix of fundamental and technical analysis alongside modern portfolio theory, and may use long- and short-term strategies, hedging tools, ETFs, REITs, options, and alternative investments depending on client objectives. Accounts are managed consistent with a client’s Investment Policy Statement and reviewed periodically, with asset-management clients receiving at least quarterly reports and annual account reviews. What is noteworthy is the firm’s focus on employer-sponsored retirement plan consulting and willingness to act as a 3(21) fiduciary for plans — services that are uncommon among independent advisers of this size — including documented due diligence and ongoing monitoring of fund companies and assistance with plan investment selection. The firm’s relatively small client base and concentrated assets under management suggest a more focused advisor–client relationship, and it discloses that certain associated persons are licensed insurance agents, a potential conflict the firm identifies and addresses in its policies.

To learn more about the advisors currently working at Capital Alliance Wealth Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.