San Diego, CA Mira Mesa Blvd. Office
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Capital Analysts
Multi-team
Firm-wide stats for Capital Analysts
About
Capital Analysts serves a mix of retail and institutional clients — including individual and high‑net‑worth investors, trusts, foundations, businesses and charitable organizations — and provides portfolio management, advisor‑managed custom and model portfolios, access to third‑party managers, and ERISA/403(b) retirement‑plan advice. The firm delivers these services through a nationwide network of independent advisor representatives and firm‑managed CAAMS programs.
Investment management is delivered both on a discretionary basis by an in‑house Investment Management & Research (IM&R) team and on a non‑discretionary basis via advisors and third‑party managers; the IM&R team uses a proprietary mutual‑fund screening process called CAPSL to build mutual fund, ETF and equity model portfolios and offers tax‑aware and rebalancing options. Capital Analysts also serves as co‑adviser or promoter for third‑party managers and states its fiduciary obligations for retirement and tax‑advantaged accounts.
What is noteworthy in the brochure is the firm’s integration with Lincoln Investment and its institutional relationships with Pershing/BNY, which support its sweep products (including Dreyfus bank‑deposit and government cash sweep arrangements) and are the subject of detailed revenue‑sharing and conflict‑of‑interest disclosures. The firm also highlights institutional work with plan sponsors (including school districts and 403(b) arrangements and registration with CalSTRS), relationships with other investment advisers and trust companies, and a disclosed 2018 SEC settlement and client refunds related to mutual‑fund share‑class selection.
Based on Capital Analysts
Expertise
Based on Capital Analysts
Location
9915 Mira Mesa Blvd., Suite 110
San Diego CA 92131
Advisors at this office
2
Advisors at this office
Brian H
ChFC®, Series 63
San Diego, CA
Capital Analysts
Brian Haubenstock is a financial advisor with Capital Analysts in San Diego, CA, holding the ChFC® and Series 63 designations and bringing 43 years of industry experience. He previously worked at Lincoln Investment for 14 years and Cincinnati Analysts, Inc. for 14 years. Outside of advising, he serves as president of the Center for Insurance Research, a non-profit organization, and as chairman of the board for the Behavioral Diabetes Institute. Capital Analysts serves a diverse client base including individual and high-net-worth investors, trusts, foundations, businesses, and charitable organizations. The firm offers portfolio management through both discretionary and non-discretionary approaches, utilizing a proprietary mutual fund screening process and providing access to third-party managers and retirement-plan advice.
John G
Series 66
San Diego, CA
Capital Analysts
John Gergurich is a financial advisor with Capital Analysts and holds a Series 66 designation. He has 19 years of industry experience, including roles at Lincoln Investment, Capital Analysts Incorporated, and Scripps Tax & Financial Group. Outside of his advisory work, he is involved in life insurance planning and serves as CEO of Scripps Tax & Financial Group, providing tax consultation and preparation. Capital Analysts serves a range of clients, including individuals, high-net-worth investors, trusts, foundations, businesses, and charitable organizations. The firm offers portfolio management and retirement-plan advice through both discretionary and non-discretionary investment approaches, supported by an in-house Investment Management & Research team and a proprietary mutual fund screening process.
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