Capital B Advisory Services LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Capital B Advisory Services is a newly registered independent investment adviser that provides portfolio management and financial planning primarily to individuals and high-net-worth individuals. The firm offers a mix of asset-based ongoing advisory arrangements alongside fixed-fee model setup services and hourly financial planning engagements.
The firm tailors advice to each client’s financial circumstances, objectives, and risk tolerance, typically employing asset allocation, risk profiling, and long-term investment strategies and recommending publicly traded mutual funds, exchange-traded funds, and individual securities. Portfolio reviews are performed on a regular quarterly basis and services are generally delivered on a non-discretionary basis, although the firm may accept discretionary authority when expressly granted in writing.
Distinctive features in the brochure include that this is an initial filing and the firm reported managing no client assets as of the filing date, and the principal discloses active involvement in a separate, non-advisory operating business outside the advisory firm. The brochure also highlights several operational choices that differ from some peers: the firm does not accept commissions or performance-based fees, does not vote client proxies, and has a Code of Ethics and personal trading policies to address potential conflicts.
Client services
Fee options
One-time model portfolio setup fee of $485 for accounts between $0 and $49,999
$0 - $49,999: One-time fixed fee of $485 for model portfolio setup $50,000+: 1% annually, billed quarterly in arrears
$125 per hour for financial planning or consultation services
Account minimum: $50,000 Minimum fee: $485 one-time model portfolio setup fee for accounts with balances between $0 and $49,999 Fee-only: Hourly financial planning or consultation services at $125 per hour
Main office
21 Lorraine Place
Middletown NJ 07748
Advisors at this office
1
Most active in
New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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