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Capital Consulting & Asset Management

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Client assets under management

$218,676,079

Clients

180

47% high-net-worth

Advisors

3

of 8 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

60

High

Average account size

$1,214,867

About

Capital Consulting & Asset Management (CCAM) provides financial planning, portfolio management, and qualified plan consulting to individual investors (including high‑net‑worth clients) and retirement plan sponsors, overseeing approximately $218,676,079 in discretionary assets for about 180 clients. The firm offers written financial plans and ongoing investment advisory services, as well as specialized retirement plan services including due diligence, participant education, and fiduciary consulting.

CCAM typically implements client portfolios using firm model portfolios composed largely of mutual funds and ETFs and offers discretionary management based on client profiles, risk tolerance, and stated restrictions; model changes are applied across participating client accounts. For larger accounts (generally those above $500,000), CCAM also allocates to third‑party investment managers to access a broader range of asset classes — including international, emerging markets, private equity, commodities, hedge funds, structured notes, and digital assets.

Compared with many peers of its size, CCAM maintains an insurance brokerage capability and its advisory representatives are dually registered with a broker‑dealer, which can result in commissions or 12b‑1 compensation for certain product sales; the firm discloses these potential conflicts and describes oversight and disclosure practices. CCAM also accepts ERISA fiduciary roles — including acting as an ERISA section 3(38) investment manager for retirement plans — and provides fiduciary management services and plan administration support, a level of plan‑sponsor engagement that is notable for a relatively small advisory firm.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

College savings (529s, UTMA, etc.) Annuities

Occupation focus

Retired Founder/Business Owner

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Fee options

Percentage

$0 - $150,000: 1.50% $150,000 - $250,000: 1.25% $250,000 - $500,000: 1.15% $500,000 - $1,000,000: 1.00% $1,000,000+: 0.90%

Commissions

Insurance product commissions paid directly by insurance companies; transaction fees paid if securities are purchased through Kovack Securities, Inc.

Project-based

$200-$400 per hour for financial planning services

Main office location

Capital Consulting & Asset Management

140 N. 8 Th Street, 410 The Apothecary

Lincoln NE 68508, United States

Number of offices

1

Most active in

Arizona · California · Colorado · Minnesota · Nebraska · Texas · Washington

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Amber R

Series 65

Lincoln, NE

Capital Consulting & Asset Management

Amber Roemer is a Series 65-licensed advisor with Capital Consulting & Asset Management in Lincoln, NE, where she has worked since 2008. She has 10 years of industry experience and is part of a small, supported team at the firm. Capital Consulting & Asset Management serves both individual and institutional clients, offering financial planning, portfolio management, and qualified plan consulting. The firm employs diversified, asset-allocation-based model portfolios and provides access to third-party managers for larger accounts.

College savings (529s, UTMA, etc.) Annuities Retired Founder/Business Owner
user avatar

Robert N

CFP®, Series 63, Series 65

Lincoln, NE

Capital Consulting & Asset Management

Robert Nixon is a Certified Financial Planner® with 45 years of industry experience. He has worked at Capital Consulting & Asset Management, Inc. since 1996 and has also been associated with Geneos Wealth Management Inc. since 2009. Nixon holds Series 63 and Series 65 licenses and is a notary public. Capital Consulting & Asset Management serves individual and institutional clients, offering financial planning, portfolio management, third-party manager selection, and qualified plan consulting. The firm employs diversified, asset-allocation-based model portfolios combined with fundamental and technical analysis, providing clients access to a broad range of asset classes and third-party managers.

College savings (529s, UTMA, etc.) Annuities Retired Founder/Business Owner
user avatar

Carly N

CFP®

Frisco, CO

Capital Consulting & Asset Management

Carly Nixon is a CFP® professional with three years of experience at Capital Consulting & Asset Management. She has a background in education, having taught English as a second language to Spanish-speaking students as a part-time professor at Colorado Mountain College since 2014. Prior to joining the firm, she worked at the College for Financial Planning and Early Childhood Options. Capital Consulting & Asset Management serves individual and institutional clients, offering financial planning, portfolio management, and qualified plan consulting. The firm uses diversified, asset-allocation-based model portfolios and provides access to third-party managers for larger accounts, combining model-driven management with broad investment options.

College savings (529s, UTMA, etc.) Annuities Retired Founder/Business Owner
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