Capital Estate Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Capital Estate Advisors, Inc. is a small advisory firm that provides discretionary investment supervisory services to individual clients, including high‑net‑worth individuals, trusts, estates and other legal entities. The firm manages portfolios across equities, fixed income, mutual funds and ETFs and also offers standalone financial‑planning engagements that include cash‑flow analysis and review of employer benefit plans.
Investment decisions are driven by fundamental analysis performed by the firm’s principal, with a generally long‑term holding horizon and the occasional use of option writing where appropriate. Accounts are monitored on an ongoing basis with quarterly performance reviews, and the firm has the ability to debit advisory fees from client custody accounts.
Distinctive features noted in the brochure include that the firm’s representatives may act as insurance agents and receive commissions on insurance products, a practice the firm says it discloses to clients and does not require them to follow. The firm describes written financial plans that include Monte Carlo projections and coordination with clients’ CPAs and attorneys, and it discloses a prior arbitration settlement arising from an investment‑related claim.
Client services
Expertise
Fee options
Basic financial plan: $1,000; Secondary tier financial plan: $2,000; More sophisticated plans negotiated case-by-case
Commissions on insurance products sold to clients
Account minimum: $400,000 Minimum fee: $4,000 minimum annual fee (may be waived)
Main office
116 Central Park South, Ste.6
New York NY 10019
Advisors at this office
1
Most active in
New Jersey · New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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